Image encoding/decoding method and apparatus for performing deblocking filtering according to whether palette mode is applied, and method for transmitting bitstream

ABSTRACT

An image encoding/decoding method and apparatus are provided. An image decoding method performed by an image decoding apparatus may comprise generating a reconstructed block for a current block, determining a target boundary for the reconstructed block, determining a first target block and a second target block based on a sample adjacent to the target boundary, and performing deblocking filtering on the sample adjacent to the target boundary, based on a prediction mode of at least one of the first target block or the second target block. In this case, a value of the sample adjacent to the target boundary may not be changed based on the prediction mode of at least one of the first target block or the second target block being a palette mode.

TECHNICAL FIELD

The present disclosure relates to an image encoding/decoding method and apparatus, and, more particularly, to an image encoding/decoding method for performing deblocking filtering depending on whether to apply a palette mode, and a method of transmitting a bitstream generated by the image encoding method/apparatus of the present disclosure.

BACKGROUND ART

Recently, demand for high-resolution and high-quality images such as high definition (HD) images and ultra high definition (UHD) images is increasing in various fields. As resolution and quality of image data are improved, the amount of transmitted information or bits relatively increases as compared to existing image data. An increase in the amount of transmitted information or bits causes an increase in transmission cost and storage cost.

Accordingly, there is a need for high-efficient image compression technology for effectively transmitting, storing and reproducing information on high-resolution and high-quality images.

DISCLOSURE Technical Problem

An object of the present disclosure is to provide an image encoding/decoding method and apparatus with improved encoding/decoding efficiency.

An object of the present disclosure is to provide an image encoding/decoding method and apparatus for improving encoding/decoding efficiency by performing deblocking filtering depending on whether to apply a palette mode.

Another object of the present disclosure is to provide a method of transmitting a bitstream generated by an image encoding method or apparatus according to the present disclosure.

Another object of the present disclosure is to provide a recording medium storing a bitstream generated by an image encoding method or apparatus according to the present disclosure.

Another object of the present disclosure is to provide a recording medium storing a bitstream received, decoded and used to reconstruct an image by an image decoding apparatus according to the present disclosure.

The technical problems solved by the present disclosure are not limited to the above technical problems and other technical problems which are not described herein will become apparent to those skilled in the art from the following description.

Technical Solution

An image decoding method performed by an image decoding apparatus according to an aspect of the present disclosure may comprise generating a reconstructed block for a current block, determining a target boundary for the reconstructed block, determining a first target block and a second target block based on a sample adjacent to the target boundary, and performing deblocking filtering on the sample adjacent to the target boundary, based on a prediction mode of at least one of the first target block or the second target block. In this case, a value of the sample adjacent to the target boundary may not be changed based on the prediction mode of at least one of the first target block or the second target block being a palette mode.

In addition, an image decoding apparatus according to an aspect of the present disclosure may comprise a memory and at least one processor. The at least one processor may generate a reconstructed block for a current block, determine a target boundary for the reconstructed block, determine a first target block and a second target block based on a sample adjacent to the target boundary, and perform deblocking filtering on the sample adjacent to the target boundary based on a prediction mode of at least one of the first target block or the second target block. In this case, a value of the sample adjacent to the target boundary may not be changed based on the prediction mode of at least one of the first target block or the second target block being a palette mode.

In addition, an image encoding method performed by an image encoding apparatus according to an aspect of the present disclosure may comprise generating a reconstructed block for a current block, determining a target boundary for the reconstructed block, determining a first target block and a second target block based on a sample adjacent to the target boundary, and performing deblocking filtering on the sample adjacent to the target boundary based on a prediction mode of at least one of the first target block or the second target block. In this case, a value of the sample adjacent to the target boundary may not be changed based on the prediction mode of at least one of the first target block or the second target block being a palette mode.

In addition, a transmission method according to another aspect of the present disclosure may transmit a bitstream generated by the image encoding apparatus or the image encoding method of the present disclosure.

In addition, a computer-readable recording medium according to another aspect of the present disclosure may store the bitstream generated by the image encoding apparatus or the image encoding method of the present disclosure.

The features briefly summarized above with respect to the present disclosure are merely exemplary aspects of the detailed description below of the present disclosure, and do not limit the scope of the present disclosure.

Advantageous Effects

According to the present disclosure, it is possible to provide an image encoding/decoding method and apparatus with improved encoding/decoding efficiency.

Also, according to the present disclosure, it is possible to provide an image encoding/decoding method and apparatus for improving encoding/decoding efficiency by performing deblocking filtering depending on whether to apply a palette mode.

Also, according to the present disclosure, it is possible to provide a method of transmitting a bitstream generated by an image encoding method or apparatus according to the present disclosure.

Also, according to the present disclosure, it is possible to provide a recording medium storing a bitstream generated by an image encoding method or apparatus according to the present disclosure.

Also, according to the present disclosure, it is possible to provide a recording medium storing a bitstream received, decoded and used to reconstruct an image by an image decoding apparatus according to the present disclosure.

It will be appreciated by persons skilled in the art that that the effects that can be achieved through the present disclosure are not limited to what has been particularly described hereinabove and other advantages of the present disclosure will be more clearly understood from the detailed description.

DESCRIPTION OF DRAWINGS

FIG. 1 is a view schematically showing a video coding system, to which an embodiment of the present disclosure is applicable.

FIG. 2 is a view schematically showing an image encoding apparatus, to which an embodiment of the present disclosure is applicable.

FIG. 3 is a view schematically showing an image decoding apparatus, to which an embodiment of the present disclosure is applicable.

FIG. 4 is a view showing a partitioning structure of an image according to an embodiment.

FIG. 5 is a view showing an embodiment of a partitioning type of a block according to a multi-type tree structure.

FIG. 6 is a view showing a signaling mechanism of block splitting information in a quadtree with nested multi-type tree structure according to the present disclosure.

FIG. 7 is a view showing an embodiment in which a CTU is partitioned into multiple CUs.

FIG. 8 is a view illustrating an embodiment of a redundant splitting pattern.

FIG. 9 is a view illustrating a syntax for chroma format signaling according to an embodiment.

FIG. 10 is a view illustrating a chroma format classification table according to an embodiment.

FIG. 11 is a view illustrating horizontal scan and vertical scan according to an embodiment.

FIGS. 12 to 13 are views illustrating a syntax for a palette mode according to an embodiment.

FIGS. 14 to 19 are views illustrating a syntax for a palette mode according to an embodiment.

FIG. 20 is a view illustrating an equation for determining PredictorPaletteEntries and CurrentPaletteEntries according to an embodiment.

FIG. 21 is a view illustrating an application method of a deblocking filter according to an embodiment.

FIG. 22 is a view illustrating a reconstructed sample for application of filtering according to an embodiment.

FIG. 23 is a table illustrating a mapping relationship among a quantization parameter Q, a parameter β′ and a parameter t_(C)′ according to an embodiment.

FIGS. 24 to 25 are views illustrating a boundary characteristic determination method of a luma block according to an embodiment.

FIG. 26 is a flowchart illustrating a method of performing deblocking filtering by an encoding apparatus and a decoding apparatus according to an embodiment.

FIG. 27 is a view showing a content streaming system, to which an embodiment of the present disclosure is applicable.

MODE FOR INVENTION

Hereinafter, the embodiments of the present disclosure will be described in detail with reference to the accompanying drawings so as to be easily implemented by those skilled in the art. However, the present disclosure may be implemented in various different forms, and is not limited to the embodiments described herein.

In describing the present disclosure, if it is determined that the detailed description of a related known function or construction renders the scope of the present disclosure unnecessarily ambiguous, the detailed description thereof will be omitted. In the drawings, parts not related to the description of the present disclosure are omitted, and similar reference numerals are attached to similar parts.

In the present disclosure, when a component is “connected”, “coupled” or “linked” to another component, it may include not only a direct connection relationship but also an indirect connection relationship in which an intervening component is present. In addition, when a component “includes” or “has” other components, it means that other components may be further included, rather than excluding other components unless otherwise stated.

In the present disclosure, the terms first, second, etc. may be used only for the purpose of distinguishing one component from other components, and do not limit the order or importance of the components unless otherwise stated. Accordingly, within the scope of the present disclosure, a first component in one embodiment may be referred to as a second component in another embodiment, and similarly, a second component in one embodiment may be referred to as a first component in another embodiment.

In the present disclosure, components that are distinguished from each other are intended to clearly describe each feature, and do not mean that the components are necessarily separated. That is, a plurality of components may be integrated and implemented in one hardware or software unit, or one component may be distributed and implemented in a plurality of hardware or software units. Therefore, even if not stated otherwise, such embodiments in which the components are integrated or the component is distributed are also included in the scope of the present disclosure.

In the present disclosure, the components described in various embodiments do not necessarily mean essential components, and some components may be optional components. Accordingly, an embodiment consisting of a subset of components described in an embodiment is also included in the scope of the present disclosure. In addition, embodiments including other components in addition to components described in the various embodiments are included in the scope of the present disclosure.

The present disclosure relates to encoding and decoding of an image, and terms used in the present disclosure may have a general meaning commonly used in the technical field, to which the present disclosure belongs, unless newly defined in the present disclosure.

In the present disclosure, a “picture” generally refers to a unit representing one image in a specific time period, and a slice/tile is a coding unit constituting a part of a picture, and one picture may be composed of one or more slices/tiles. In addition, a slice/tile may include one or more coding tree units (CTUs).

In the present disclosure, a “pixel” or a “pel” may mean a smallest unit constituting one picture (or image). In addition, “sample” may be used as a term corresponding to a pixel. A sample may generally represent a pixel or a value of a pixel, and may represent only a pixel/pixel value of a luma component or only a pixel/pixel value of a chroma component.

In the present disclosure, a “unit” may represent a basic unit of image processing. The unit may include at least one of a specific region of the picture and information related to the region. The unit may be used interchangeably with terms such as “sample array”, “block” or “area” in some cases. In a general case, an M×N block may include samples (or sample arrays) or a set (or array) of transform coefficients of M columns and N rows.

In the present disclosure, “current block” may mean one of “current coding block”, “current coding unit”, “coding target block”, “decoding target block” or “processing target block”. When prediction is performed, “current block” may mean “current prediction block” or “prediction target block”. When transform (inverse transform)/quantization (dequantization) is performed, “current block” may mean “current transform block” or “transform target block”. When filtering is performed, “current block” may mean “filtering target block”.

In addition, in the present disclosure, a “current block” may mean “a luma block of a current block” unless explicitly stated as a chroma block. The “chroma block of the current block” may be expressed by including an explicit description of a chroma block, such as “chroma block” or “current chroma block”.

In the present disclosure, the term “/” and “,” should be interpreted to indicate “and/or.” For instance, the expression “A/B” and “A, B” may mean “A and/or B.” Further, “A/B/C” and “A/B/C” may mean “at least one of A, B, and/or C.”

In the present disclosure, the term “or” should be interpreted to indicate “and/or.” For instance, the expression “A or B” may comprise 1) only “A”, 2) only “B”, and/or 3) both “A and B”. In other words, in the present disclosure, the term “or” should be interpreted to indicate “additionally or alternatively.”

Overview of Video Coding System

FIG. 1 is a view showing a video coding system according to the present disclosure.

The video coding system according to an embodiment may include a encoding apparatus 10 and a decoding apparatus 20. The encoding apparatus 10 may deliver encoded video and/or image information or data to the decoding apparatus 20 in the form of a file or streaming via a digital storage medium or network.

The encoding apparatus 10 according to an embodiment may include a video source generator 11, an encoding unit 12 and a transmitter 13. The decoding apparatus 20 according to an embodiment may include a receiver 21, a decoding unit 22 and a renderer 23. The encoding unit 12 may be called a video/image encoding unit, and the decoding unit 22 may be called a video/image decoding unit. The transmitter 13 may be included in the encoding unit 12. The receiver 21 may be included in the decoding unit 22. The renderer 23 may include a display and the display may be configured as a separate device or an external component.

The video source generator 11 may acquire a video/image through a process of capturing, synthesizing or generating the video/image. The video source generator 11 may include a video/image capture device and/or a video/image generating device. The video/image capture device may include, for example, one or more cameras, video/image archives including previously captured video/images, and the like. The video/image generating device may include, for example, computers, tablets and smartphones, and may (electronically) generate video/images. For example, a virtual video/image may be generated through a computer or the like. In this case, the video/image capturing process may be replaced by a process of generating related data.

The encoding unit 12 may encode an input video/image. The encoding unit 12 may perform a series of procedures such as prediction, transform, and quantization for compression and coding efficiency. The encoding unit 12 may output encoded data (encoded video/image information) in the form of a bitstream.

The transmitter 13 may transmit the encoded video/image information or data output in the form of a bitstream to the receiver 21 of the decoding apparatus 20 through a digital storage medium or a network in the form of a file or streaming. The digital storage medium may include various storage mediums such as USB, SD, CD, DVD, Blu-ray, HDD, SSD, and the like. The transmitter 13 may include an element for generating a media file through a predetermined file format and may include an element for transmission through a broadcast/communication network. The receiver 21 may extract/receive the bitstream from the storage medium or network and transmit the bitstream to the decoding unit 22.

The decoding unit 22 may decode the video/image by performing a series of procedures such as dequantization, inverse transform, and prediction corresponding to the operation of the encoding unit 12.

The renderer 23 may render the decoded video/image. The rendered video/image may be displayed through the display.

Overview of Image Encoding Apparatus

FIG. 2 is a view schematically showing an image encoding apparatus, to which an embodiment of the present disclosure is applicable.

As shown in FIG. 2, the image encoding apparatus 100 may include an image partitioner 110, a subtractor 115, a transformer 120, a quantizer 130, a dequantizer 140, an inverse transformer 150, an adder 155, a filter 160, a memory 170, an inter prediction unit 180, an intra prediction unit 185 and an entropy encoder 190. The inter prediction unit 180 and the intra prediction unit 185 may be collectively referred to as a “prediction unit”. The transformer 120, the quantizer 130, the dequantizer 140 and the inverse transformer 150 may be included in a residual processor. The residual processor may further include the subtractor 115.

All or at least some of the plurality of components configuring the image encoding apparatus 100 may be configured by one hardware component (e.g., an encoder or a processor) in some embodiments. In addition, the memory 170 may include a decoded picture buffer (DPB) and may be configured by a digital storage medium.

The image partitioner 110 may partition an input image (or a picture or a frame) input to the image encoding apparatus 100 into one or more processing units. For example, the processing unit may be called a coding unit (CU). The coding unit may be acquired by recursively partitioning a coding tree unit (CTU) or a largest coding unit (LCU) according to a quad-tree binary-tree ternary-tree (QT/BT/TT) structure. For example, one coding unit may be partitioned into a plurality of coding units of a deeper depth based on a quad tree structure, a binary tree structure, and/or a ternary structure. For partitioning of the coding unit, a quad tree structure may be applied first and the binary tree structure and/or ternary structure may be applied later. The coding procedure according to the present disclosure may be performed based on the final coding unit that is no longer partitioned. The largest coding unit may be used as the final coding unit or the coding unit of deeper depth acquired by partitioning the largest coding unit may be used as the final coding unit. Here, the coding procedure may include a procedure of prediction, transform, and reconstruction, which will be described later. As another example, the processing unit of the coding procedure may be a prediction unit (PU) or a transform unit (TU). The prediction unit and the transform unit may be split or partitioned from the final coding unit. The prediction unit may be a unit of sample prediction, and the transform unit may be a unit for deriving a transform coefficient and/or a unit for deriving a residual signal from the transform coefficient.

The prediction unit (the inter prediction unit 180 or the intra prediction unit 185) may perform prediction on a block to be processed (current block) and generate a predicted block including prediction samples for the current block. The prediction unit may determine whether intra prediction or inter prediction is applied on a current block or CU basis. The prediction unit may generate various information related to prediction of the current block and transmit the generated information to the entropy encoder 190. The information on the prediction may be encoded in the entropy encoder 190 and output in the form of a bitstream.

The intra prediction unit 185 may predict the current block by referring to the samples in the current picture. The referred samples may be located in the neighborhood of the current block or may be located apart according to the intra prediction mode and/or the intra prediction technique. The intra prediction modes may include a plurality of non-directional modes and a plurality of directional modes. The non-directional mode may include, for example, a DC mode and a planar mode. The directional mode may include, for example, 33 directional prediction modes or 65 directional prediction modes according to the degree of detail of the prediction direction. However, this is merely an example, more or less directional prediction modes may be used depending on a setting. The intra prediction unit 185 may determine the prediction mode applied to the current block by using a prediction mode applied to a neighboring block.

The inter prediction unit 180 may derive a predicted block for the current block based on a reference block (reference sample array) specified by a motion vector on a reference picture. In this case, in order to reduce the amount of motion information transmitted in the inter prediction mode, the motion information may be predicted in units of blocks, subblocks, or samples based on correlation of motion information between the neighboring block and the current block. The motion information may include a motion vector and a reference picture index. The motion information may further include inter prediction direction (L0 prediction, L1 prediction, Bi prediction, etc.) information. In the case of inter prediction, the neighboring block may include a spatial neighboring block present in the current picture and a temporal neighboring block present in the reference picture. The reference picture including the reference block and the reference picture including the temporal neighboring block may be the same or different. The temporal neighboring block may be called a collocated reference block, a co-located CU (colCU), and the like. The reference picture including the temporal neighboring block may be called a collocated picture (colPic). For example, the inter prediction unit 180 may configure a motion information candidate list based on neighboring blocks and generate information specifying which candidate is used to derive a motion vector and/or a reference picture index of the current block. Inter prediction may be performed based on various prediction modes. For example, in the case of a skip mode and a merge mode, the inter prediction unit 180 may use motion information of the neighboring block as motion information of the current block. In the case of the skip mode, unlike the merge mode, the residual signal may not be transmitted. In the case of the motion vector prediction (MVP) mode, the motion vector of the neighboring block may be used as a motion vector predictor, and the motion vector of the current block may be signaled by encoding a motion vector difference and an indicator for a motion vector predictor. The motion vector difference may mean a difference between the motion vector of the current block and the motion vector predictor.

The prediction unit may generate a prediction signal based on various prediction methods and prediction techniques described below. For example, the prediction unit may not only apply intra prediction or inter prediction but also simultaneously apply both intra prediction and inter prediction, in order to predict the current block. A prediction method of simultaneously applying both intra prediction and inter prediction for prediction of the current block may be called combined inter and intra prediction (CIIP). In addition, the prediction unit may perform intra block copy (IBC) for prediction of the current block. Intra block copy may be used for content image/video coding of a game or the like, for example, screen content coding (SCC). IBC is a method of predicting a current picture using a previously reconstructed reference block in the current picture at a location apart from the current block by a predetermined distance. When IBC is applied, the location of the reference block in the current picture may be encoded as a vector (block vector) corresponding to the predetermined distance. IBC basically performs prediction in the current picture, but may be performed similarly to inter prediction in that a reference block is derived within the current picture. That is, IBC may use at least one of the inter prediction techniques described in the present disclosure.

The prediction signal generated by the prediction unit may be used to generate a reconstructed signal or to generate a residual signal. The subtractor 115 may generate a residual signal (residual block or residual sample array) by subtracting the prediction signal (predicted block or prediction sample array) output from the prediction unit from the input image signal (original block or original sample array). The generated residual signal may be transmitted to the transformer 120.

The transformer 120 may generate transform coefficients by applying a transform technique to the residual signal. For example, the transform technique may include at least one of a discrete cosine transform (DCT), a discrete sine transform (DST), a karhunen-loeve transform (KLT), a graph-based transform (GBT), or a conditionally non-linear transform (CNT). Here, the GBT means transform obtained from a graph when relationship information between pixels is represented by the graph. The CNT refers to transform acquired based on a prediction signal generated using all previously reconstructed pixels. In addition, the transform process may be applied to square pixel blocks having the same size or may be applied to blocks having a variable size rather than square.

The quantizer 130 may quantize the transform coefficients and transmit them to the entropy encoder 190. The entropy encoder 190 may encode the quantized signal (information on the quantized transform coefficients) and output a bitstream. The information on the quantized transform coefficients may be referred to as residual information. The quantizer 130 may rearrange quantized transform coefficients in a block form into a one-dimensional vector form based on a coefficient scanning order and generate information on the quantized transform coefficients based on the quantized transform coefficients in the one-dimensional vector form.

The entropy encoder 190 may perform various encoding methods such as, for example, exponential Golomb, context-adaptive variable length coding (CAVLC), context-adaptive binary arithmetic coding (CABAC), and the like. The entropy encoder 190 may encode information necessary for video/image reconstruction other than quantized transform coefficients (e.g., values of syntax elements, etc.) together or separately. Encoded information (e.g., encoded video/image information) may be transmitted or stored in units of network abstraction layers (NALs) in the form of a bitstream. The video/image information may further include information on various parameter sets such as an adaptation parameter set (APS), a picture parameter set (PPS), a sequence parameter set (SPS), or a video parameter set (VPS). In addition, the video/image information may further include general constraint information. The signaled information, transmitted information and/or syntax elements described in the present disclosure may be encoded through the above-described encoding procedure and included in the bitstream.

The bitstream may be transmitted over a network or may be stored in a digital storage medium. The network may include a broadcasting network and/or a communication network, and the digital storage medium may include various storage media such as USB, SD, CD, DVD, Blu-ray, HDD, SSD, and the like. A transmitter (not shown) transmitting a signal output from the entropy encoder 190 and/or a storage unit (not shown) storing the signal may be included as internal/external element of the image encoding apparatus 100. Alternatively, the transmitter may be provided as the component of the entropy encoder 190.

The quantized transform coefficients output from the quantizer 130 may be used to generate a residual signal. For example, the residual signal (residual block or residual samples) may be reconstructed by applying dequantization and inverse transform to the quantized transform coefficients through the dequantizer 140 and the inverse transformer 150.

The adder 155 adds the reconstructed residual signal to the prediction signal output from the inter prediction unit 180 or the intra prediction unit 185 to generate a reconstructed signal (reconstructed picture, reconstructed block, reconstructed sample array). If there is no residual for the block to be processed, such as a case where the skip mode is applied, the predicted block may be used as the reconstructed block. The adder 155 may be called a reconstructor or a reconstructed block generator. The generated reconstructed signal may be used for intra prediction of a next block to be processed in the current picture and may be used for inter prediction of a next picture through filtering as described below.

The filter 160 may improve subjective/objective image quality by applying filtering to the reconstructed signal. For example, the filter 160 may generate a modified reconstructed picture by applying various filtering methods to the reconstructed picture and store the modified reconstructed picture in the memory 170, specifically, a DPB of the memory 170. The various filtering methods may include, for example, deblocking filtering, a sample adaptive offset, an adaptive loop filter, a bilateral filter, and the like. The filter 160 may generate various information related to filtering and transmit the generated information to the entropy encoder 190 as described later in the description of each filtering method. The information related to filtering may be encoded by the entropy encoder 190 and output in the form of a bitstream.

The modified reconstructed picture transmitted to the memory 170 may be used as the reference picture in the inter prediction unit 180. When inter prediction is applied through the image encoding apparatus 100, prediction mismatch between the image encoding apparatus 100 and the image decoding apparatus may be avoided and encoding efficiency may be improved.

The DPB of the memory 170 may store the modified reconstructed picture for use as a reference picture in the inter prediction unit 180. The memory 170 may store the motion information of the block from which the motion information in the current picture is derived (or encoded) and/or the motion information of the blocks in the picture that have already been reconstructed. The stored motion information may be transmitted to the inter prediction unit 180 and used as the motion information of the spatial neighboring block or the motion information of the temporal neighboring block. The memory 170 may store reconstructed samples of reconstructed blocks in the current picture and may transfer the reconstructed samples to the intra prediction unit 185.

Overview of Image Decoding Apparatus

FIG. 3 is a view schematically showing an image decoding apparatus, to which an embodiment of the present disclosure is applicable.

As shown in FIG. 3, the image decoding apparatus 200 may include an entropy decoder 210, a dequantizer 220, an inverse transformer 230, an adder 235, a filter 240, a memory 250, an inter prediction unit 260 and an intra prediction unit 265. The inter prediction unit 260 and the intra prediction unit 265 may be collectively referred to as a “prediction unit”. The dequantizer 220 and the inverse transformer 230 may be included in a residual processor.

All or at least some of a plurality of components configuring the image decoding apparatus 200 may be configured by a hardware component (e.g., a decoder or a processor) according to an embodiment. In addition, the memory 250 may include a decoded picture buffer (DPB) or may be configured by a digital storage medium.

The image decoding apparatus 200, which has received a bitstream including video/image information, may reconstruct an image by performing a process corresponding to a process performed by the image encoding apparatus 100 of FIG. 2. For example, the image decoding apparatus 200 may perform decoding using a processing unit applied in the image encoding apparatus. Thus, the processing unit of decoding may be a coding unit, for example. The coding unit may be acquired by partitioning a coding tree unit or a largest coding unit. The reconstructed image signal decoded and output through the image decoding apparatus 200 may be reproduced through a reproducing apparatus (not shown).

The image decoding apparatus 200 may receive a signal output from the image encoding apparatus of FIG. 2 in the form of a bitstream. The received signal may be decoded through the entropy decoder 210. For example, the entropy decoder 210 may parse the bitstream to derive information (e.g., video/image information) necessary for image reconstruction (or picture reconstruction). The video/image information may further include information on various parameter sets such as an adaptation parameter set (APS), a picture parameter set (PPS), a sequence parameter set (SPS), or a video parameter set (VPS). In addition, the video/image information may further include general constraint information. The image decoding apparatus may further decode picture based on the information on the parameter set and/or the general constraint information. Signaled/received information and/or syntax elements described in the present disclosure may be decoded through the decoding procedure and obtained from the bitstream. For example, the entropy decoder 210 decodes the information in the bitstream based on a coding method such as exponential Golomb coding, CAVLC, or CABAC, and output values of syntax elements required for image reconstruction and quantized values of transform coefficients for residual. More specifically, the CABAC entropy decoding method may receive a bin corresponding to each syntax element in the bitstream, determine a context model using a decoding target syntax element information, decoding information of a neighboring block and a decoding target block or information of a symbol/bin decoded in a previous stage, and perform arithmetic decoding on the bin by predicting a probability of occurrence of a bin according to the determined context model, and generate a symbol corresponding to the value of each syntax element. In this case, the CABAC entropy decoding method may update the context model by using the information of the decoded symbol/bin for a context model of a next symbol/bin after determining the context model. The information related to the prediction among the information decoded by the entropy decoder 210 may be provided to the prediction unit (the inter prediction unit 260 and the intra prediction unit 265), and the residual value on which the entropy decoding was performed in the entropy decoder 210, that is, the quantized transform coefficients and related parameter information, may be input to the dequantizer 220. In addition, information on filtering among information decoded by the entropy decoder 210 may be provided to the filter 240. Meanwhile, a receiver (not shown) for receiving a signal output from the image encoding apparatus may be further configured as an internal/external element of the image decoding apparatus 200, or the receiver may be a component of the entropy decoder 210.

Meanwhile, the image decoding apparatus according to the present disclosure may be referred to as a video/image/picture decoding apparatus. The image decoding apparatus may be classified into an information decoder (video/image/picture information decoder) and a sample decoder (video/image/picture sample decoder). The information decoder may include the entropy decoder 210. The sample decoder may include at least one of the dequantizer 220, the inverse transformer 230, the adder 235, the filter 240, the memory 250, the inter prediction unit 260 or the intra prediction unit 265.

The dequantizer 220 may dequantize the quantized transform coefficients and output the transform coefficients. The dequantizer 220 may rearrange the quantized transform coefficients in the form of a two-dimensional block. In this case, the rearrangement may be performed based on the coefficient scanning order performed in the image encoding apparatus. The dequantizer 220 may perform dequantization on the quantized transform coefficients by using a quantization parameter (e.g., quantization step size information) and obtain transform coefficients.

The inverse transformer 230 may inversely transform the transform coefficients to obtain a residual signal (residual block, residual sample array).

The prediction unit may perform prediction on the current block and generate a predicted block including prediction samples for the current block. The prediction unit may determine whether intra prediction or inter prediction is applied to the current block based on the information on the prediction output from the entropy decoder 210 and may determine a specific intra/inter prediction mode (prediction technique).

It is the same as described in the prediction unit of the image encoding apparatus 100 that the prediction unit may generate the prediction signal based on various prediction methods (techniques) which will be described later.

The intra prediction unit 265 may predict the current block by referring to the samples in the current picture. The description of the intra prediction unit 185 is equally applied to the intra prediction unit 265.

The inter prediction unit 260 may derive a predicted block for the current block based on a reference block (reference sample array) specified by a motion vector on a reference picture. In this case, in order to reduce the amount of motion information transmitted in the inter prediction mode, motion information may be predicted in units of blocks, subblocks, or samples based on correlation of motion information between the neighboring block and the current block. The motion information may include a motion vector and a reference picture index. The motion information may further include inter prediction direction (L0 prediction, L1 prediction, Bi prediction, etc.) information. In the case of inter prediction, the neighboring block may include a spatial neighboring block present in the current picture and a temporal neighboring block present in the reference picture. For example, the inter prediction unit 260 may configure a motion information candidate list based on neighboring blocks and derive a motion vector of the current block and/or a reference picture index based on the received candidate selection information. Inter prediction may be performed based on various prediction modes, and the information on the prediction may include information specifying a mode of inter prediction for the current block.

The adder 235 may generate a reconstructed signal (reconstructed picture, reconstructed block, reconstructed sample array) by adding the obtained residual signal to the prediction signal (predicted block, predicted sample array) output from the prediction unit (including the inter prediction unit 260 and/or the intra prediction unit 265). If there is no residual for the block to be processed, such as when the skip mode is applied, the predicted block may be used as the reconstructed block. The description of the adder 155 is equally applicable to the adder 235. The adder 235 may be called a reconstructor or a reconstructed block generator. The generated reconstructed signal may be used for intra prediction of a next block to be processed in the current picture and may be used for inter prediction of a next picture through filtering as described below.

The filter 240 may improve subjective/objective image quality by applying filtering to the reconstructed signal. For example, the filter 240 may generate a modified reconstructed picture by applying various filtering methods to the reconstructed picture and store the modified reconstructed picture in the memory 250, specifically, a DPB of the memory 250. The various filtering methods may include, for example, deblocking filtering, a sample adaptive offset, an adaptive loop filter, a bilateral filter, and the like.

The (modified) reconstructed picture stored in the DPB of the memory 250 may be used as a reference picture in the inter prediction unit 260. The memory 250 may store the motion information of the block from which the motion information in the current picture is derived (or decoded) and/or the motion information of the blocks in the picture that have already been reconstructed. The stored motion information may be transmitted to the inter prediction unit 260 so as to be utilized as the motion information of the spatial neighboring block or the motion information of the temporal neighboring block. The memory 250 may store reconstructed samples of reconstructed blocks in the current picture and transfer the reconstructed samples to the intra prediction unit 265.

In the present disclosure, the embodiments described in the filter 160, the inter prediction unit 180, and the intra prediction unit 185 of the image encoding apparatus 100 may be equally or correspondingly applied to the filter 240, the inter prediction unit 260, and the intra prediction unit 265 of the image decoding apparatus 200.

Overview of Image Partitioning

The video/image coding method according to the present disclosure may be performed based on an image partitioning structure as follows. Specifically, the procedures of prediction, residual processing ((inverse) transform, (de)quantization, etc.), syntax element coding, and filtering, which will be described later, may be performed based on a CTU, CU (and/or TU, PU) derived based on the image partitioning structure. The image may be partitioned in block units and the block partitioning procedure may be performed in the image partitioner 110 of the encoding apparatus. The partitioning related information may be encoded by the entropy encoder 190 and transmitted to the decoding apparatus in the form of a bitstream. The entropy decoder 210 of the decoding apparatus may derive a block partitioning structure of the current picture based on the partitioning related information obtained from the bitstream, and based on this, may perform a series of procedures (e.g., prediction, residual processing, block/picture reconstruction, in-loop filtering, etc.) for image decoding.

Pictures may be partitioned into a sequence of coding tree units (CTUs). FIG. 4 shows an example in which a picture is partitioned into CTUs. The CTU may correspond to a coding tree block (CTB). Alternatively, the CTU may include a coding tree block of luma samples and two coding tree blocks of corresponding chroma samples. For example, for a picture that contains three sample arrays, the CTU may include an N×N block of luma samples and two corresponding blocks of chroma samples.

Overview of Partitioning of CTU

As described above, the coding unit may be acquired by recursively partitioning the coding tree unit (CTU) or the largest coding unit (LCU) according to a quad-tree/binary-tree/ternary-tree (QT/BT/TT) structure. For example, the CTU may be first partitioned into quadtree structures. Thereafter, leaf nodes of the quadtree structure may be further partitioned by a multi-type tree structure.

Partitioning according to quadtree means that a current CU (or CTU) is partitioned into equally four. By partitioning according to quadtree, the current CU may be partitioned into four CUs having the same width and the same height. When the current CU is no longer partitioned into the quadtree structure, the current CU corresponds to the leaf node of the quad-tree structure. The CU corresponding to the leaf node of the quadtree structure may be no longer partitioned and may be used as the above-described final coding unit. Alternatively, the CU corresponding to the leaf node of the quadtree structure may be further partitioned by a multi-type tree structure.

FIG. 5 is a view showing an embodiment of a partitioning type of a block according to a multi-type tree structure. Partitioning according to the multi-type tree structure may include two types of splitting according to a binary tree structure and two types of splitting according to a ternary tree structure.

The two types of splitting according to the binary tree structure may include vertical binary splitting (SPLIT_BT_VER) and horizontal binary splitting (SPLIT_BT_HOR). Vertical binary splitting (SPLIT_BT_VER) means that the current CU is split into equally two in the vertical direction. As shown in FIG. 4, by vertical binary splitting, two CUs having the same height as the current CU and having a width which is half the width of the current CU may be generated. Horizontal binary splitting (SPLIT_BT_HOR) means that the current CU is split into equally two in the horizontal direction. As shown in FIG. 5, by horizontal binary splitting, two CUs having a height which is half the height of the current CU and having the same width as the current CU may be generated.

Two types of splitting according to the ternary tree structure may include vertical ternary splitting (SPLIT_TT_VER) and horizontal ternary splitting (SPLIT_TT_HOR). In vertical ternary splitting (SPLIT_TT_VER), the current CU is split in the vertical direction at a ratio of 1:2:1. As shown in FIG. 5, by vertical ternary splitting, two CUs having the same height as the current CU and having a width which is ¼ of the width of the current CU and a CU having the same height as the current CU and having a width which is half the width of the current CU may be generated. In horizontal ternary splitting (SPLIT_TT_HOR), the current CU is split in the horizontal direction at a ratio of 1:2:1. As shown in FIG. 5, by horizontal ternary splitting, two CUs having a height which is ¼ of the height of the current CU and having the same width as the current CU and a CU having a height which is half the height of the current CU and having the same width as the current CU may be generated.

FIG. 6 is a view showing a signaling mechanism of block splitting information in a quadtree with nested multi-type tree structure according to the present disclosure.

Here, the CTU is treated as the root node of the quadtree, and is partitioned for the first time into a quadtree structure. Information (e.g., qt_split_flag) specifying whether quadtree splitting is performed on the current CU (CTU or node (QT_node) of the quadtree) is signaled. For example, when qt_split_flag has a first value (e.g., “1”), the current CU may be quadtree-partitioned. In addition, when qt_split_flag has a second value (e.g., “0”), the current CU is not quadtree-partitioned, but becomes the leaf node (QT_leaf_node) of the quadtree. Each quadtree leaf node may then be further partitioned into multitype tree structures. That is, the leaf node of the quadtree may become the node (MTT_node) of the multi-type tree. In the multitype tree structure, a first flag (e.g., Mtt_split_cu_flag) is signaled to specify whether the current node is additionally partitioned. If the corresponding node is additionally partitioned (e.g., if the first flag is 1), a second flag (e.g., Mtt_split_cu_vertical_flag) may be signaled to specify the splitting direction. For example, the splitting direction may be a vertical direction if the second flag is 1 and may be a horizontal direction if the second flag is 0. Then, a third flag (e.g., Mtt_split_cu_binary_flag) may be signaled to specify whether the split type is a binary split type or a ternary split type. For example, the split type may be a binary split type when the third flag is 1 and may be a ternary split type when the third flag is 0. The node of the multi-type tree acquired by binary splitting or ternary splitting may be further partitioned into multi-type tree structures. However, the node of the multi-type tree may not be partitioned into quadtree structures. If the first flag is 0, the corresponding node of the multi-type tree is no longer split but becomes the leaf node (MTT_leaf_node) of the multi-type tree. The CU corresponding to the leaf node of the multi-type tree may be used as the above-described final coding unit.

Based on the mtt_split_cu_vertical_flag and the mtt_split_cu_binary_flag, a multi-type tree splitting mode (MttSplitMode) of a CU may be derived as shown in Table 1 below. In the following description, the multi-type tree splitting mode may be referred to as a multi-tree splitting type or splitting type.

TABLE 1 MttSplitMode mtt_split_cu_vertical_flag mtt_split_cu_binary_flag SPLIT_TT_HOR 0 0 SPLIT_BT_HOR 0 1 SPLIT_TT_VER 1 0 SPLIT_BT_VER 1 1

FIG. 7 is a view showing an example in which a CTU is partitioned into multiple CUs by applying a multi-type tree after applying a quadtree. In FIG. 7, bold block edges 710 represent quadtree partitioning and the remaining edges 720 represent multitype tree partitioning. The CU may correspond to a coding block (CB). In an embodiment, the CU may include a coding block of luma samples and two coding blocks of chroma samples corresponding to the luma samples. A chroma component (sample) CB or TB size may be derived based on a luma component (sample) CB or TB size according to the component ratio according to the color format (chroma format, e.g., 4:4:4, 4:2:2, 4:2:0 or the like) of the picture/image. In case of 4:4:4 color format, the chroma component CB/TB size may be set equal to be luma component CB/TB size. In case of 4:2:2 color format, the width of the chroma component CB/TB may be set to half the width of the luma component CB/TB and the height of the chroma component CB/TB may be set to the height of the luma component CB/TB. In case of 4:2:0 color format, the width of the chroma component CB/TB may be set to half the width of the luma component CB/TB and the height of the chroma component CB/TB may be set to half the height of the luma component CB/TB.

In an embodiment, when the size of the CTU is 128 based on the luma sample unit, the size of the CU may have a size from 128×128 to 4×4 which is the same size as the CTU. In one embodiment, in case of 4:2:0 color format (or chroma format), a chroma CB size may have a size from 64×64 to 2×2.

Meanwhile, in an embodiment, the CU size and the TU size may be the same. Alternatively, there may be a plurality of TUs in a CU region. The TU size generally represents a luma component (sample) transform block (TB) size.

The TU size may be derived based a largest allowable TB size maxTbSize which is a predetermined value. For example, when the CU size is greater than maxTbSize, a plurality of TUs (TBs) having maxTbSize may be derived from the CU and transform/inverse transform may be performed in units of TU (TB). For example, the largest allowable luma TB size may be 64×64 and the largest allowable chroma TB size may be 32×32. If the width or height of the CB partitioned according to the tree structure is larger than the largest transform width or height, the CB may be automatically (or implicitly) partitioned until the TB size limit in the horizontal and vertical directions is satisfied.

In addition, for example, when intra prediction is applied, an intra prediction mode/type may be derived in units of CU (or CB) and a neighboring reference sample derivation and prediction sample generation procedure may be performed in units of TU (or TB). In this case, there may be one or a plurality of TUs (or TBs) in one CU (or CB) region and, in this case, the plurality of TUs or (TBs) may share the same intra prediction mode/type.

Meanwhile, for a quadtree coding tree scheme with nested multitype tree, the following parameters may be signaled as SPS syntax elements from the encoding apparatus to the decoding apparatus. For example, at least one of a CTU size which is a parameter representing the root node size of a quadtree, MinQTSize which is a parameter representing the minimum allowed quadtree leaf node size, MaxBtSize which is a parameter representing the maximum allowed binary tree root node size, MaxTtSize which is a parameter representing the maximum allowed ternary tree root node size, MaxMttDepth which is a parameter representing the maximum allowed hierarchy depth of multi-type tree splitting from a quadtree leaf node, MinBtSize which is a parameter representing the minimum allowed binary tree leaf node size, or MinTtSize which is a parameter representing the minimum allowed ternary tree leaf node size is signaled.

As an embodiment of using 4:2:0 chroma format, the CTU size may be set to 128×128 luma blocks and two 64×64 chroma blocks corresponding to the luma blocks. In this case, MinOTSize may be set to 16×16, MaxBtSize may be set to 128×128, MaxTtSzie may be set to 64×64, MinBtSize and MinTtSize may be set to 4×4, and MaxMttDepth may be set to 4. Quadtree partitioning may be applied to the CTU to generate quadtree leaf nodes. The quadtree leaf node may be called a leaf QT node. Quadtree leaf nodes may have a size from a 16×16 size (e.g., the MinOTSize) to a 128×128 size (e.g., the CTU size). If the leaf QT node is 128×128, it may not be additionally partitioned into a binary tree/ternary tree. This is because, in this case, even if partitioned, it exceeds MaxBtsize and MaxTtszie (e.g., 64×64). In other cases, leaf QT nodes may be further partitioned into a multitype tree. Therefore, the leaf QT node is the root node for the multitype tree, and the leaf QT node may have a multitype tree depth (mttDepth) 0 value. If the multitype tree depth reaches MaxMttdepth (e.g., 4), further partitioning may not be considered further. If the width of the multitype tree node is equal to MinBtSize and less than or equal to 2×MinTtSize, then no further horizontal partitioning may be considered. If the height of the multitype tree node is equal to MinBtSize and less than or equal to 2×MinTtSize, no further vertical partitioning may be considered. When partitioning is not considered, the encoding apparatus may skip signaling of partitioning information. In this case, the decoding apparatus may derive partitioning information with a predetermined value.

Meanwhile, one CTU may include a coding block of luma samples (hereinafter referred to as a “luma block”) and two coding blocks of chroma samples corresponding thereto (hereinafter referred to as “chroma blocks”). The above-described coding tree scheme may be equally or separately applied to the luma block and chroma block of the current CU. Specifically, the luma and chroma blocks in one CTU may be partitioned into the same block tree structure and, in this case, the tree structure is represented as SINGLE_TREE. Alternatively, the luma and chroma blocks in one CTU may be partitioned into separate block tree structures, and, in this case, the tree structure may be represented as DUAL_TREE. That is, when the CTU is partitioned into dual trees, the block tree structure for the luma block and the block tree structure for the chroma block may be separately present. In this case, the block tree structure for the luma block may be called DUAL_TREE_LUMA, and the block tree structure for the chroma component may be called DUAL_TREE_CHROMA. For P and B slice/tile groups, luma and chroma blocks in one CTU may be limited to have the same coding tree structure. However, for I slice/tile groups, luma and chroma blocks may have a separate block tree structure from each other. If the separate block tree structure is applied, the luma CTB may be partitioned into CUs based on a particular coding tree structure, and the chroma CTB may be partitioned into chroma CUs based on another coding tree structure. That is, this means that a CU in an I slice/tile group, to which the separate block tree structure is applied, may include a coding block of luma components or coding blocks of two chroma components and a CU of a P or B slice/tile group may include blocks of three color components (a luma component and two chroma components).

Although a quadtree coding tree structure with a nested multitype tree has been described, a structure in which a CU is partitioned is not limited thereto. For example, the BT structure and the TT structure may be interpreted as a concept included in a multiple partitioning tree (MPT) structure, and the CU may be interpreted as being partitioned through the QT structure and the MPT structure. In an example where the CU is partitioned through a QT structure and an MPT structure, a syntax element (e.g., MPT_split_type) including information on how many blocks the leaf node of the QT structure is partitioned into and a syntax element (ex. MPT_split_mode) including information on which of vertical and horizontal directions the leaf node of the QT structure is partitioned into may be signaled to determine a partitioning structure.

In another example, the CU may be partitioned in a different way than the QT structure, BT structure or TT structure. That is, unlike that the CU of the lower depth is partitioned into ¼ of the CU of the higher depth according to the QT structure, the CU of the lower depth is partitioned into ½ of the CU of the higher depth according to the BT structure, or the CU of the lower depth is partitioned into ¼ or ½ of the CU of the higher depth according to the TT structure, the CU of the lower depth may be partitioned into ⅕, ⅓, ⅜, ⅗, ⅔, or ⅝ of the CU of the higher depth in some cases, and the method of partitioning the CU is not limited thereto.

The quadtree coding block structure with the multi-type tree may provide a very flexible block partitioning structure. Because of the partition types supported in a multi-type tree, different partition patterns may potentially result in the same coding block structure in some cases. In the encoding apparatus and the decoding apparatus, by limiting the occurrence of such redundant partition patterns, a data amount of partitioning information may be reduced.

For example, FIG. 8 shows redundant splitting patterns which may occur in binary tree splitting and ternary tree splitting. As shown in FIG. 8, continuous binary splitting 810 and 820 for one direction of two-step levels have the same coding block structure as binary splitting for a center partition after ternary splitting. In this case, binary tree splitting for center blocks 830 and 840 of ternary tree splitting may be prohibited. this prohibition is applicable to CUs of all pictures. When such specific splitting is prohibited, signaling of corresponding syntax elements may be modified by reflecting this prohibited case, thereby reducing the number of bits signaled for splitting. For example, as shown in the example shown in FIG. 8, when binary tree splitting for the center block of the CU is prohibited, a syntax element mtt_split_cu_binary_flag specifying whether splitting is binary splitting or ternary splitting is not signaled and the value thereof may be derived as 0 by a decoding apparatus.

Overview of Chroma Format

Hereinafter, a chroma format will be described. An image may be encoded into encoded data including a luma component (e.g., Y) array and two chroma component (e.g., Cb and Cr) arrays. For example, one pixel of the encoded image may include a luma sample and a chroma sample. A chroma format may be used to represent a configuration format of the luma sample and the chroma sample, and the chroma format may be referred to as a color format.

In an embodiment, an image may be encoded into various chroma formats such as monochrome, 4:2:0, 4:2:2 or 4:4:4. In monochrome sampling, there may be one sample array and the sample array may be a luma array. In 4:2:0 sampling , there may be one luma sample array and two chroma sample arrays, each of the two chroma arrays may have a height equal to half that of the luma array and a width equal to half that of the luma array. In 4:2:2 sampling, there may be one luma sample array and two chroma sample arrays, each of the two chroma arrays may have a height equal to that of the luma array and a width equal to half that of the luma array. In 4:4:4 sampling, there may be one luma sample array and two chroma sample arrays, and each of the two chroma arrays may have a height and width equal to those of the luma array.

For example, in 4:2:0 sampling, a chroma sample may be located below a luma sample corresponding thereto. In 4:2:2 sampling, a chroma sample may be located to overlap a luma sample corresponding thereto. In 4:4:4 sampling, both a luma sample and a chroma sample may be located at an overlapping position.

A chroma format used in an encoding apparatus and a decoding apparatus may be predetermined. Alternatively, a chroma format may be signaled from an encoding apparatus to a decoding apparatus to be adaptively used in the encoding apparatus and the decoding apparatus. In an embodiment, the chroma format may be signaled based on at least one of chorma_format_idc or separate_colour_plane_flag. At least one of chorma_format_idc or separate_colour_plane_flag may be signaled through higher level syntax such as DPS, VPS, SPS or PPS. For example, chorma_format_idc and separate_colour_plane_flag may be included in SPS syntax shown in FIG. 9.

Meanwhile, FIG. 10 shows an embodiment of chroma format classification using signaling of chorma_format_idc and separate_colour_plane_flag. chorma_format_idc may be information specifying a chroma format applying to an encoded image. separate_colour_plane_flag may specify whether a color array is separately processed in a specific chroma format. For example, a first value (e.g., 0) of chorma_format_idc may specify monochrome sampling. A second value (e.g., 1) of chorma_format_idc may specify 4:2:0 sampling. A third value (e.g., 2) of chorma_format_idc may specify 4:2:2 sampling. A fourth value (e.g., 3) of chorma_format_idc may specify 4:4:4 sampling.

In 4:4:4, the following may apply based on the value of separate_colour_plane_flag. If the value of separate_colour_plane_flag is a first value (e.g., 0), each of two chroma arrays may have the same height and width as a luma array. In this case, a value of ChromaArrayType specifying a type of a chroma sample array may be set equal to chorma_format_idc. If the value of separate_colour_plane_flag is a second value (e.g., 1), luma, Cb and Cr sample arrays may be separately processed and processed along with monochrome-sampled pictures. In this case, ChromaArrayType may be set to 0.

Intra Prediction on Chroma Block

When intra prediction is performed on a current block, prediction on a luma component block (luma block) of the current block and prediction on a chroma component block (chroma block) may be performed. In this case, the intra prediction mode for the chroma block may be set separately from the intra prediction mode for the luma block.

For example, the intra prediction mode for the chroma block may be specified based on intra chroma prediction mode information, and the intra chroma prediction mode information may be signaled in the form of an intra_chroma_pred_mode syntax element. For example, the intra chroma prediction mode information may represent one of a planar mode, a DC mode, a vertical mode, a horizontal mode, a derived mode (DM), and a cross-component linear model (CCLM) mode. Here, the planar mode may specify intra prediction mode #0, the DC mode may specify intra prediction mode #1, the vertical mode may specify intra prediction mode #26, and the horizontal mode may specify intra prediction mode #10. DM may also be referred to as a direct mode. The CCLM may also be referred to as a linear model (LM). The CCLM mode may include at least one of L_CCLM, T_CCLM and LT_CCLM.

Meanwhile, the DM and the CCLM are dependent intra prediction modes for predicting the chroma block using information on the luma block. The DM may represent a mode in which the same intra prediction mode as the intra prediction mode for the luma component applies as the intra prediction mode for the chroma component. In addition, the CCLM may represent an intra prediction mode using, as the prediction samples of the chroma block, samples derived by subsampling reconstructed samples of the luma block and then applying α and β which are CCLM parameters to subsampled samples in a process of generating the prediction block for the chroma block.

CCLM (Cross-Component Linear Model) Mode

As described above, a CCLM mode may apply to a chroma block. The CCLM mode is an intra prediction mode using correlation between a luma block and a chroma block corresponding to the luma block, and is performed by deriving a linear model based on neighboring samples of the luma block and neighboring samples of the chroma block. In addition, a prediction sample of the chroma block may be derived based on the derived linear model and the reconstructed samples of the luma block.

Specifically, when the CCLM mode applies to a current chroma block, parameters for a linear model may be derived based on neighboring samples used for intra prediction of the current chroma block and neighboring samples used for intra prediction of a current luma block. For example, the linear model for CCLM may be expressed based on the following equation.

pred_(c)(i,j)=α·rec_(L)′(i,j)+β  [Equation 1]

where, pred_(c)(i,j) may denote the prediction sample of (i, j) coordinates of the current chroma block in the current CU. rec_(L)′(i,j) may denote the reconstructed sample of (i, j) coordinates of the current luma block in the CU. For example, rec_(L)′(i,j) may denote the down-sampled reconstructed sample of the current luma block. Linear model coefficients α and β may be signaled or derived from neighboring samples.

Overview of Palette Mode

Hereinafter, a palette mode will be described. An encoding apparatus according to an embodiment may encode an image using a palette mode, and a decoding apparatus may decode an image using a palette mode in a manner corresponding thereto. The palette mode may be called a palette encoding mode, an intra palette mode, an intra palette encoding mode, etc. The palette mode may be regarded as a type of intra encoding mode or may be regarded as one of intra prediction methods. However, similarly to the above-described skip mode, a separate residual value for the corresponding block may not be signaled.

In an embodiment, the palette mode may be used to improve encoding efficiency in encoding screen content which is an image generated by a computer including a significant amount of text and graphics. In general, a local area of the image generated as screen content is separated by sharp edges, and is expressed with a small number of colors. In order to utilize this characteristic, in the palette mode, samples for one block may be expressed by indices specifying a color entry of the palette table.

To apply a palette mode, information on a palette table may be signaled. In an embodiment, the palette table may include an index value corresponding to each color. To signal the index value, palette index prediction information may be signaled. The palette index prediction information may include an index value for at least a portion of a palette index map. In the palette index map, pixels of video data may be mapped to color indices of the palette table.

The palette index prediction information may include run value information. For at least a portion of the palette index map, the run value information may associate a run value with an index value. One run value may be associated with an escape color index. The palette index map may be generated from the palette index prediction information. For example, at least a portion of the palette index map may be generated by determining whether to adjust the index value of the palette index prediction information based on a last index value.

A current block in a current picture may be encoded or reconstructed according to the palette index map. When applying the palette mode, a pixel value in a current coding unit may be expressed as a small set of representative color values. Such a set may be called a palette. For pixels having a value close to a palette color, the palette index may be signaled. For pixels having a value which does not belong to (is out of) the palette, the corresponding pixels may be denoted by an escape symbol and a quantized pixel value may be directly signaled. In this document, a pixel or a pixel value may be described as a sample.

In order to encode a block encoded in the palette mode, a decoding apparatus may decode a palette color and an index. The palette color may be described in the palette table, and may be encoded using a palette table coding tool. An escape flag may be signaled for each coding unit. The escape flag may specify whether an escape symbol is present in a current coding unit. If the escape symbol is present, the palette table may be increased by 1 unit (e.g., index unit) and a last index may be designated as an escape mode. The palette indices of all pixels for one coding unit may configure the palette index map, and may be encoded using a palette index map coding tool.

For example, in order to encode the palette table, a palette predictor may be maintained. The palette predictor may be initialized at a start point of each slice. For example, the palette predictor may be reset to 0. For each entry of the palette predictor, a reuse flag specifying whether it is a portion of a current palette may be signaled. The reuse flag may be signaled using run-length coding of a value of 0.

Thereafter, numbers for new palette entries may be signaled using a zero-order exponential Golomb code. Finally, component values for a new palette entry may be signaled. After encoding a current coding unit, the palette predictor may be updated using the current palette, and an entry from a previous palette predictor which is not reused in the current palette (until reaching an allowed maximum size) may be added to an end of a new palette predictor and this may be referred to as palette stuffing.

For example, in order to encode the palette index map, indices may be encoded using horizontal or vertical scan. A scan order may be signaled through a bitstream using palette_transpose_flag which is a parameter specifying a scan direction. For example, when horizontal scan applies to scan indices for samples in a current coding unit, palette_transpose_flag may have a first value (e.g., 0) and when vertical scan applies, palette_transpose_flag may have a second value (e.g., 1). FIG. 11 shows an embodiment of horizontal scan and vertical scan according to an embodiment.

In addition, in an embodiment, the palette index may be encoded using an ‘INDEX’ mode and a ‘COPY_ABOVE’ mode. Except for the case where the mode of the palette index is signaled for an uppermost row when horizontal scan is used, the case where the mode of the palette index is signaled for a leftmost column when vertical scan is used, and the case where an immediately previous mode is ‘COPY_ABOVE’, the two modes may be signaled using one flag.

In an ‘INDEX’ mode, the palette index may be explicitly signaled. For a ‘INDEX’ mode and a ‘COPY_ABOVE’ mode, a run value specifying the number of pixels encoded using the same mode may be signaled.

An encoding order for an index map may be set as follows. First, the number of index values for a coding unit may be signaled. This may be performed after signaling of an actual index value for the entire coding unit using truncated binary coding. Both the number of indices and the index values may be coded in a bypass mode. Through this, bypass bins related to the index may be grouped. Then, the palette mode (INDEX or COPY_ABOVE) and the run value may be signaled using an interleaving method.

Finally, component escape values corresponding to escape samples for the entire coding unit may be mutually grouped and encoded in a bypass mode. last_run_type_flag which is an additional syntax element may be signaled after signaling the index value. By using last_run_type_flag along with the number of indices, signaling of a run value corresponding to a last run in the block may be skipped.

In an embodiment, a dual tree type, in which independent coding unit partitioning is performed on a luma component and a chroma component, may be used for an I slice. The palette mode may apply to the luma component and the chroma component individually or together. If the dual tree does not apply, the palette mode is applicable to all Y, Cb and Cr components.

In an embodiment, a syntax element for the palette mode may be encoded and signaled as shown in FIGS. 12 to 19. FIG. 12 to FIG. 13 show consecutive syntax in a coding unit (CU) for a palette mode, and FIGS. 14 to 19 show consecutive syntax for a palette mode.

Hereinafter, each syntax element will be described. pred_mode_plt_flag which is a palette mode flag may specify whether the palette mode applies to a current coding unit. For example, a first value (e.g., 0) of pred_mode_plt_flag may specify that the palette mode does not apply to the current coding unit. A second value (e.g., 1) of pred_mode_plt_flag may specify that the palette mode applies to the current coding unit. When pred_mode_plt_flag is not obtained from a bitstream, the value of pred_mode_plt_flag may be determined to be the first value.

A parameter PredictorPaletteSize[startComp] may specify the size of a predictor palette for startComp which is a first color component of a current palette table.

A parameter PalettePredictorEntryReuseFlags[i] may be information specifying whether to reuse an entry. For example, a first value (e.g., 0) of PalettePredictorEntryReuseFlags[i] may specify that an i-th entry of the predictor palette may specify that the i-th entry of the predictor palette is not an entry of a current palette and a second value (e.g., 1) may specify that the i-th entry of the predictor palette may be reused in the current palette. For use of PalettePredictorEntryReuseFlags[i], an initial value may be set to 0.

A parameter palette_predictor_run may specify the number of 0s present before a non-zero entry in an array PalettePredictorEntryReuseFlags.

A parameter num_signalled_palette_entries may specify the number of entries in the current palette explicitly signaled for a first color component startComp of the current palette table. When num_signalled_palette_entries is not obtained from the bitstream, the value of num_signalled_palette_entries may be determined to be 0.

A parameter CurrentPaletteSize[startComp] may specify the size of the current palette for the first color component startComp of the current palette table. This may be calculated as shown in the following equation. The value of CurrentPaletteSize[startComp] may have a range from 0 to palette_max_size.

CurrentPaletteSize[startComp]=NumPredictedPaletteEntries+num_signalled_palette_entries   [Equation 2]

A parameter new_palette_entries[cIdx][i] may specify a value of a palette entry i-th-signaled for a color component cIdx.

A parameter PredictorPaletteEntries[cIdx][i] may specify an i-th element in a predictor palette for the color component cIdx.

A parameter CurrentPaletteEntries[cIdx][i] may specify an i-th element in the current palette for the color component cIdx. PredictorPaletteEntries and CurrentPaletteEntries may be generated as shown in the equation of FIG. 20.

A parameter palette_escape_val_present_flag may specify whether an escape coding sample is present. For example, a first value (e.g., 0) of palette_escape_val_present_flag may specify that the escape coding sample is present for the current coding unit, and a second value (e.g., 1) of palette_escape_val_present_flag may specify that the current coding unit includes at least one escape coding sample. When palette_escape_val_present_flag is not obtained from the bitstream, the value of palette_escape_val_present_flag may be determined to be 1.

A parameter MaxPaletteIndex may specify a maximum available value of a palette index for the current coding unit. The value of MaxPaletteIndex may be determined to be CurrentPaletteSize[startComp]+palette_escape_val_present_flag.

A parameter num_palette_indices_minus1 may specify the number of palette indices explicitly or implicitly signaled for a current block. For example, a value obtained by adding 1 to num_palette_indices_minus1 may specify the number of palette indices explicitly or implicitly signaled for the current block. When num_palette_indices_minus1 is not included in the bitstream, the value of num_palette_indices_minus1 may be determined to be 0.

A parameter palette_idx_idc may be an indicator of an index for the palette table CurrentPaletteEntries. The value of palette_idx_idc may have a value of 0 to MaxPaletteIndex for a first index of the corresponding block, and may have a value of 0 to MaxPaletteIndex−1 for the remaining indices of the corresponding block. When the value of palette_idx_idc is not obtained from the bitstream, the value of palette_idx_idc may be determined to be 0.

A parameter PaletteIndexIdc[i] may be an array storing the value of the i-th palette_idx_idc signaled explicitly or implicitly. The values of all elements of PaletteIndexIdc[i] may be initialized to 0.

A parameter copy_above_indices_for_final_run_flag may specify information specifying whether to copy a previous index for a last run, a first value (e.g., 0) may specify that the palette index at a last position of the current coding unit is explicitly or implicitly signaled through the bitstream, and a second value (e.g., 1) may specify that the palette index at the last position of the current coding unit is explicitly or implicitly signaled through the bitstream. When copy_above_indices_for_final_run_flag is not obtained from the bitstream, the value of copy_above_indices_for_final_run_flag may be determined to be 0.

A parameter palette_transpose_flag may be information specifying a scan method used to scan an index for a pixel of a current coding unit. For example, a first value (e.g., 0) of palette_transpose_flag may specify that horizontal scan applies to scan an index for a pixel of a current coding unit, and a second value (e.g., 1) of palette_transpose_flag may specify that vertical scan applies to scan an index for a pixel of a current coding unit. When palette_transpose_flag is not obtained from the bitstream, the value of palette_transpose_flag may be determined to be 0.

A first value (e.g., 0) of a parameter copy_above_palette_indices_flag may specify that an indicator specifying the palette index of a sample is obtained or derived from an encoded value of the bitstream. A second value (e.g., 1) of copy_above_palette_indices_flag may specify that the palette index is the same as the palette index of a neighboring sample. For example, the neighboring sample may be a sample located at the same position as the current sample in a left column of the current sample when vertical scan is currently used. Alternatively, the neighboring sample may be a sample located at the same position as the current sample in a top row of the current sample when horizontal scan is current used.

A first value (e.g., 0) of a parameter CopyAboveIndicesFlag[xC][yC] may specify that the palette index is explicitly or implicitly obtained from the bitstream. A second value (e.g., 1) may specify that a palette index is generated by copying a palette index of a left column when vertical scan is currently used or by copying a palette index of a top row when horizontal scan is currently used. Here, xC and yC are coordinate indicators relatively specifying the position of the current sample from the top-left sample of the current picture. PaletteIndexMap[xC][yC] may have a value of 0 to (MaxPaletteIndex−1).

A parameter PaletteIndexMap[xC][yC] may specify a palette index and, for example, specify an index for an array represented by CurrentPaletteEntries. Array indices xC and yC are coordinate indicators specifying the coordinates of a current sample relative to the top-left sample of a current picture as described above. PaletteIndexMap[xC][yC] may have a value of 0 to (MaxPaletteIndex−1).

A parameter PaletteRun may specify the number of consecutive positions having the same palette index, when the value of CopyAboveIndicesFlag[xC][yC] is 0. Meanwhile, when the value of CopyAboveIndicesFlag[xC][yC] is 1, PaletteRun may specify the number of consecutive positions having the same palette index as a palette index at a position in a top row when a current scan direction is horizontal scan and a palette index at a position in a left column when the current scan direction is vertical scan.

A parameter PaletteMaxRun may specify a maximum available value of PaletteRun. The value of PaletteMaxRun may be an integer greater than 0.

A parameter palette_run_prefix may specify a prefix portion used for binarization of PaletteRun.

A parameter palette_run_suffix may specify a suffix portion used for binarization of PaletteRun. When palette_run_suffix is not obtained from a bitstream, the value thereof may be determined to be 0.

The value of PaletteRun may be determined as follows. For example, when the value of palette_run_prefix is less than 2, this may be calculated as follows.

PaletteRun=palette_run_prefix   [Equation 3]

Otherwise, when the value of palette_run_prefix is equal to or greater than 2, this may be calculated as follows.

PrefixOffset=1<<(palette_run_prefix−1)

PaletteRun=PrefixOffset+palette_run_suffix   [Equation 4]

A parameter palette_escape_val may specify a quantized escape coding sample value for a component. A parameter PaletteEscapeVal[cIdx][xC][yC] may specify an escape value of a sample with a PaletteIndexMap[xC][yC] value of (MaxPaletteIndex−1) and a palette_escape_val_present_flag value of 1. Here, cIdx may specify a color component. Array indicators xC and yC may be position indicators specifying relative distances of the position of the current sample from the top-left sample of the current picture, as described above.

Overview of Filtering

Hereinafter, a filtering method according to the present disclosure will be described.

According to some embodiments of the present disclosure, filtering may be performed on a reconstructed picture generated by an image encoding/decoding apparatus. As a result of performing filtering, a modified reconstructed picture may be generated, and the image decoding apparatus may determine the modified reconstructed picture as a final decoded picture. In addition, in the image encoding/decoding apparatus, the modified reconstructed picture may be stored in a decoding picture buffer (DPB) or a memory and then may be used as a reference picture when encoding/decoding a picture.

Filtering according to some embodiments of the present disclosure may be used as the same meaning as in-loop filtering. A filter used for filtering may include at least one of a deblocking filter, a sample offset filter (SAO) filter, an adaptive loop filter (SLF) or a bi-lateral filter. At least one of the deblocking filter, the SAO filter, the ALF and/or the bi-lateral filter may sequentially apply to a reconstructed picture, thereby generating the modified reconstructed picture. The order of applying the filter may be preset in the image encoding/decoding apparatus. For example, after the deblocking filter applies to the reconstructed picture, the SAO filter may apply. As another example, after the deblocking filter applies to the reconstructed picture, the ALF may apply. Filtering according to some embodiments of the present disclosure may be performed by at least one of the filter 160 of FIG. 2 and/or the filter 240 of FIG. 3.

For example, the deblocking filter may eliminate distortion generated at a block boundary of a reconstructed picture. For example, the deblocking filter may derive a target boundary which is a boundary between blocks in the reconstructed picture, and set a boundary strength (BS) for the target boundary. The image encoding/decoding apparatus may perform deblocking filtering on the target boundary, by applying filtering based on the set boundary strength to the target boundary. In this case, the boundary strength may be determined based on at least one of prediction modes of two blocks adjacent to the target boundary, a motion vector difference, whether reference pictures are the same, or presence/absence of a non-zero efficient coefficient.

As another example, the SAO filter may compensate for an offset difference between a reconstructed picture and an original picture in units of samples. For example, the SAO filter may be implemented by a filter type such as a band offset filter or an offset filter. SAO When applying the filter, samples may be classified into different categories according to the SAO type, and an offset value may be added to each sample based on the category. Information on the SAO filter may include at least one of information on whether to apply the SAO filter, SAO filter type information and/or SAO offset value information. Meanwhile, for example, the SAO filter may be limited to apply to a reconstructed picture, to which the deblocking filter applies.

As another example, the ALF may be a sample unit filter for applying filter coefficients according to a filter shape to a reconstructed picture. The image encoding apparatus may signal at least one of whether to apply the ALF, the shape of the ALF and/or a filter coefficient, by comparing a reconstructed picture with an original picture. That is, information on the ALF may include at least one of information on whether to apply the ALF, ALF filter shape information and/or ALF filtering coefficient information. Meanwhile, for example, the ALF may be limited to apply to a reconstructed picture, to which the deblocking filter applies.

Overview of Deblocking Filter

FIG. 21 is a view illustrating an application method of a deblocking filter.

As described above, a deblocking filter may apply to a reconstructed picture. The deblocking filter may apply to a boundary of each CU or TU included in a current block, based on the encoding/decoding order of a picture.

In some embodiments, the deblocking filter may first apply to a vertical boundary and then apply to a horizontal boundary. Alternatively, the deblocking filter may first apply to a horizontal boundary and then the apply to a vertical boundary. The deblocking filter may apply to boundaries of all coding blocks, boundaries of all subblocks of all coding blocks, boundaries of all transform blocks and/or boundaries of all subblocks of all transform blocks.

Referring to FIG. 21, the application method of the deblocking filter according to some embodiments of the present disclosure may include deriving a target boundary, to which deblocking filtering will apply (S2110), determining a boundary strength (S2120) and applying the deblocking filter to the target boundary based on the determined boundary strength (S2130).

Boundary Strength Determination

Hereinafter, determining the boundary strength applying to the target boundary (S2120) will be described. According to some embodiments of the present disclosure, the boundary strength (bS) may be determined according to conditions of a transform block adjacent to the target boundary. The boundary strength may also be called a boundary filtering strength or a filtering strength. In the following description, when the target boundary is a vertical boundary, based on the target boundary, a left block may be defined as a P block and a right block may be defined as a Q block. In addition, when the target boundary is a horizontal boundary, based on the target boundary, a top block may be defined as a P block and a bottom block may be defined as a Q block.

In the following description, the P block sample may be denoted by p₀, and the Q block sample may be denoted by q₀. p and q may be samples facing the target boundary in the P block and the Q block. For example, p₀ may be a sample of a left or top block adjacent to the target boundary, and q₀ may be a sample of a right or bottom block adjacent to the target boundary.

In addition, in the following description, a first value, second value and third value of the boundary strength may respectively mean 0, 1 and 2, but the scope of the present disclosure is not limited to this definition.

For example, when block based quantized residual domain differential pulse-code modulation (BDPCM) applies to the P block sample and the Q block sample included in one luma CU, the boundary strength for the target boundary may be determined to a first value.

Alternatively, for example, when a palette mode applies to all CU belonging to the P block sample and the Q block sample, the boundary strength for the target boundary may be determined to a first value.

Alternatively, for example, when the palette mode applies to a CU belonging to the P block sample or the palette mode applies to a CU belonging to the Q block sample, the boundary strength for the target boundary may be determined to a first value.

As another example, when a P block sample and a Q block sample included in one CU is intra-predicted, the boundary strength for the target boundary may be determined to a third value. As another example, when the target boundary is a boundary of a TU and combined inter and intra prediction (CIIP) applies to the P block sample and Q block sample included in one CU, the boundary strength for the target boundary may be determined to a third value. As another example, when the target boundary is a boundary of a TU and at least one of a P block sample and Q block sample included in one TU has a non-zero transform coefficient level, the boundary strength for the target boundary may be determined to be a second value. As another example, when a prediction mode of a subblock of a CU including a P block sample is different from a prediction mode of a subblock of a CU including a Q block sample, the boundary strength for the target boundary may be determined to be a second value.

As another example, when a current block is a luma block and at least one of the following conditions is satisfied, the boundary strength for the target boundary may be determined to be a second value. Meanwhile, when all the following conditions are not satisfied, the boundary strength for the target boundary may be determined to be a first value.

For example, when both a subblock of a CU including a P block sample and a subblock of a CU including a Q block sample are encoded/decoded in an IBC mode and a horizontal or vertical value difference of a motion vector of each subblock is equal to or greater than a value of 4 units in a ¼ luma sample unit, the boundary strength for the target boundary may be determined to be a second value.

Alternatively, when a subblock of a CU including a P block sample and a subblock of a CU including a Q block sample reference different reference pictures or have different numbers of motion vectors, the boundary strength for the target boundary may be determined to be a second value.

Alternatively, when one motion vector is used to predict a subblock of a CU including a P block sample and a subblock of a CU including a Q block sample or a difference between horizontal values or vertical values of a motion vector of each subblock is equal to or greater than a value of 4 units in a ¼ luma sample unit, the boundary strength for the target boundary may be determined to be a second value.

Alternatively, when two motion vectors and two different reference pictures are used to predict a subblock of a CU including a P block sample and two motion vectors and two identical reference pictures are used to predict a subblock of a CU including a Q block sample and a difference between horizontal values or vertical values of motion vectors for the same reference picture is equal to or greater than a value of 4 units in a ¼ luma sample unit, the boundary strength for the target boundary may be determined to be a second value.

Alternatively, when two motion vectors for the same reference picture are used to predict a subblock of a CU including a P block sample and two motion vectors for the same reference picture are used to predict a subblock of a CU including a Q block sample, the boundary strength for the target boundary may be determined to be a second value if the following two conditions are satisfied. A first condition may mean a condition of the case where a difference of an absolute value between horizontal components or vertical components is equal to or greater than a value of 4 units in a ¼ luma sample unit for list 0 motion vectors used for prediction of each subblock or a difference in absolute value between horizontal components or vertical components is equal to or greater than a value of 4 units in a ¼ luma sample unit for list 1 motion vectors used for prediction of each subblock.

A second condition may mean a condition of the case where a difference in absolute value between horizontal components or a difference in absolute value between vertical components between a list 0 motion vector for predicting a subblock of a CU including a P block sample and a list 1 motion vector for predicting a subblock of a CU including a Q block sample is equal to or greater than a value of 4 units in a ¼ luma sample unit or a difference in absolute value between horizontal components or a difference in absolute value between vertical components between a list 1 motion vector for predicting a subblock of a CU including a P block sample and a list 0 motion vector for predicting a subblock of a CU including a Q block sample is equal to or greater than a value of 4 units in a ¼ luma sample unit.

Overview of Boundary Filtering Process

The image encoding/decoding apparatus may determine a boundary strength for a target boundary based on the above-described conditions, and apply a deblocking filter to a reconstructed picture based on at least one of the boundary strength and/or a filter length. For example, when the boundary strength has a first value (e.g., 0), the image encoding/decoding apparatus may not perform filtering on the target boundary.

In the boundary filtering process, filtering may be performed using a short filter or a long filter when a target sample is a luma sample. Alternatively, when the target sample is a chroma sample, filtering may be performed using a chroma filter.

Determination of Sample to be Filtered

In an embodiment, reconstructed samples p_(i,k) and q_(j,k) for applying filtering may be specified as the following equations in the case of a vertical boundary.

q _(j,k)=recPicture[xCb+xBl+j][yCb+yBl+k]

p _(i,k)=recPicture[xCb+xBl−i−1][yCb+yBl+k]  [Equation 5]

The reconstructed samples p_(i,k) and q_(j,k) for applying filtering may be specified as the following equations in the case of a horizontal boundary.

q _(j,k)=recPicture[xCb+xBl+k][yCb+yBl+j]

p _(i,k)=recPicture[xCb+xBl+k][yCb+yBl−i−1]  [Equation 6]

where, i may have a value of 0 to a maximum filter length (e.g., maxFilterLengthP) for a P block, j may have a value of 0 to a maximum filter length (e.g., maxFilterLengthQ) for a Q block, and k may have a value of 0 to 3. In addition, xCb and yCb may specify the position (xCb, yCb) of the top-left sample of a current CU on which deblocking filtering is performed, and xBl and yBl may specify one position (xBl, yBl) of a boundary for specifying a P block and a Q block on which deblocking filtering is performed based on (xCb, yCb).

FIG. 22 is a view illustrating a reconstructed sample for application of filtering according to an embodiment. In FIG. 22, an example of a position (xCb, yCb) (2210) of a top-left sample of a current CU, a sample position (xCb+xBl₁, yCb+yBl₁) (2220) for specifying a P block and a Q block on which deblocking filtering is performed when deblocking filtering is performed using a vertical boundary, and a sample position (xBl₂, yBl₂) (2230) for specifying a P block and a Q block on which deblocking filtering is performed when deblocking filtering is performed using a horizontal boundary is shown.

According to the above coordinates and equations, samples 2221 of a P block and samples 2222 of a Q block on which deblocking filtering is performed may be determined, when deblocking filtering is performed using the horizontal boundary, and samples 2231 of a P block and samples 2232 of a Q block on which deblocking filtering is performed may be determined when deblocking filtering is performed using the vertical boundary.

Determination of Filter for Deblocking Filtering of Luma Sample

When deblocking filtering is performed on a luma sample, a short filter or a long filter may be used. The short filter or the long filter may be used according to the boundary characteristic of the luma block.

For example, for a sample position (xCb+xBl, yCb+yBl+k), k=0..3, when a boundary type edgeType is a vertical boundary EDGE_VER, the value of dE which is a parameter to be described below is not 0 and the value of dE is not 3, a short filter to be described below may be used. Meanwhile, when the value of dE is 3, a long filter to be described below may be used.

The boundary characteristics of a luma block may be determined according to the following process. The following parameters may be used to perform the present step. For example, a reconstructed sample array recPicture, coordinates (xCb, yCb) specifying a top-left sample position of a current coding unit compared to a top-left sample position of a current picture, coordinates (xBl, yBl) specifying a top-left sample position of a current coding unit compared to a top-left sample of a current coding unit, a parameter specifying whether a boundary on which deblocking filtering is performed is a vertical boundary EDGE_VER or horizontal boundary EDGE_HOR, a parameter bS specifying a boundary filter strength, maxFilterLengthP specifying a maximum filter length and maxFilterLengthQ specifying a maximum filter length may be used.

By performing the present step, the following result value specifying the boundary characteristics of a luma block may be generated. For example, parameters dE, dEp and dEq specifying a result of determining the boundary characteristic of a luma block and a parameter t_(C) may be generated, and parameters maxFilterLenghP and maxFilterLengthQ may be changed according to the boundary characteristics of the luma block.

A sample value p_(i,k) of a P block and a sample value q_(i,k) of a Q block may be calculated as shown in the following equations (where, i=0..Max(2, maxFilterLengthP), j=0..Max(2, maxFilterLengthQ), k=0 or 3). For example, when edgeType is EDGE_VER, the following determination may be made.

q _(j,k)=recPicture[xCb+xBl+j][yCb+yBl+k]

p _(i,k)=recPicture[xCb+xBl−i−1][yCb+yBl+k]  [Equation 7]

Otherwise, when edgeType is EDGE_HOR, the following determination may be made.

q _(j,k)=recPicture[xCb+xBl+k][yCb+yBl+j]

p _(i,k)=recPicture[xCb+xBl+k][yCb+yBl−i−1]  [Equation 8]

Next, a quantization parameter qP for calculating a threshold parameter used for deblocking filtering may be derived as shown in the following equation. Here, parameters Qp_(Q) and Qp_(p) are quantization parameters for q_(0,0) and p_(0,0), and may be set to quantization parameter values of a CU, to which the corresponding sample belongs.

qP=((Qp_(Q)+Qp_(p)+1)>>1)   [Equation 9]

A quantization parameter Q for determining a parameter β′ from the table of FIG. 23 using a quantization parameter qP and an auxiliary offset luma_beta_offset may be derived as shown in the following equation. In an embodiment, luma_beta_offset may be obtained from a bitstream. The table of FIG. 23 shows an embodiment of a mapping relationship among the quantization parameter Q, the parameter β′ and the parameter t_(C)′. The parameter β′ may be set to a value corresponding to the quantization parameter Q in the table of FIG. 23.

Q=Clip3(0, 63, qP+luma_beta_offset)   [Equation 10]

In addition, the parameter β may be calculated as follows. Here, BitDepth is a parameter specifying a bit depth of a luma sample.

β=β′*(1<<(BitDepth−8))

A quantization parameter Q for determining a parameter t_(C) from the table of FIG. 23 using a quantization parameter qP, a boundary strength bS and an auxiliary offset luma_tc_offset may be derived as shown in the following equation. luma_tc_offset may be obtained from a bitstream. The parameter t_(C) may be set to a value corresponding to the quantization parameter Q in the table of FIG. 23.

Q=Clip3(0, 65, qP+2*(bS−1)+luma_tc_offset)   [Equation 11]

In addition, a parameter t_(C) may be calculated as follows.

roundOffset=1<<(9−BitDepth)

t _(C)=BitDepth<10?(t _(C)′+roundOffset)>>(10−BitDepth):t _(C)′*(1<<(BitDepth−10))   [Equation 12]

Hereinafter, a boundary characteristic determination method of a luma block will be described with reference to FIG. 24. First, parameters for determining the boundary characteristics of a luma block may be obtained (S2410). For example, the following parameters may be calculated according to the following equations.

dp0=Abs(p _(2,0)−2*p _(1,0) +p _(0,0))

dp3=Abs(p _(2,3)−2*p _(1,3) +p _(0,3))

dq0=Abs(q _(2,0)−2*q _(1,0) +q _(0,0))

dq3=Abs(q _(2,3)−2*q _(1,3) +q _(0,3))   [Equation 13]

In addition, when both the values of maxFilterLengthP and maxFilterLengthQ are 3, sp0, sq0, spq0, sp3, sq3 and spq3 may be calculated as follows.

sp0=Abs(p _(3,0) −p _(0,0))

sq0=Abs(q _(0,0) −q _(3,0))

spq0=Abs(p _(0,0) −q _(0,0))

sp3=Abs(p _(3,3) −p _(0,3))

sq3=Abs(q _(0,3) −q _(3,3))

spq3=Abs(p _(0,3) −q _(0,3))   [Equation 14]

In addition, parameters sidePisLargeBlk and sideQisLargeBlk may be set to 0, sidePisLargeBlk may be set to 1 when maxFilterLengthP is greater than 3, and sideQisLargeBlk may be set to 1 when maxFilterLengthQ is greater than 3. In addition, when edgeType is EDGE_HOR and the value of (yCb+yBl)% CtbSizeY is 0, the value of sidePisLargeBlk may be set to 0. Here, CtbSizeY may specify a size of a coding tree block. The coding tree block may be a block from which a CU is split in the above description. In addition, parameters dSam0 and dSam3 may be first initialized to 0.

Next, the boundary characteristics of a luma block may be determined according to the value of sidePisLargeBlk or sideQisLargeBlk (S2420). when sidePisLargeBlk or sideQisLargeBlk is not greater than 0, step S2420 may not be performed. When sidePisLargeBlk or sideQisLargeBlk is greater than 0, step S2420 may be performed as follows. First, parameters dp0L and dp3L may be derived as follows, and maxFilterLengthP may be modified as follows. When the value of sidePisLargeBlk is 1, they may be derived as shown in the following equations.

dp0L=(dp0+Abs(p _(5,0)−2*p _(4,0) +p _(3,0))+1)>>1

dp3L=(dp3+Abs(p _(5,3)−2*p _(4,3) +p _(3,3))+1)>>1   [Equation 15]

Otherwise (the value of sidePisLargeBlk is not 1), they may be derived as shown in the following equations.

dp0L=dp0

dp3L=dp3

maxFilterLengthP=3   [Equation 16]

Next, parameters dq0L and dq3L may be derived as follows. For example, when the value of sideQisLargeBlk is 1, they may be derived as follows.

dq0L=(dq0+Abs(q _(5,0)−2*q _(4,0) +q _(3,0))+1)>>1

dq3L=(dq3+Abs(q _(5,3)−2*q _(4,3) +q _(3,3))+1)>>1   [Equation 17]

Otherwise (the value of sideQisLargeBlk is not 1), they may be derived as follows.

dq0L=dq0

dq3L=dq3   [Equation 18]

Additionally, parameters sp0L and sp3L may be derived as follows. When the value of maxFilterLengthP is 7, they may be derived as follows.

sp0L=sp0+Abs(p _(7,0) −p _(6,0) −p _(5,0) +p _(4,0))

sp3L=sp3+Abs(p _(7,3) −p _(6,3) −p _(5,3) +p _(4,3))   [Equation 19]

Otherwise (the value of maxFilterLengthP is not 7), they may be derived as follows.

sp0L=sp0

sp3L=sp3   [Equation 20]

Parameters sq0L and sq3L may be derived as follows. When the value of maxFilterLengthQ is 7, they may be derived as follows.

sq0L=sq0+Abs(q _(4,0) −q _(5,0) −q _(6,0) +q _(7,0))

sq3L=sq3+Abs(q _(4,3) −q _(5,3) −q _(6,3) +q _(7,3))   [Equation 21]

Otherwise (the value of maxFilterLengthQ is not 7), they may be derived as follows.

sq0L=sq0

sq3L=sq3   [Equation 22]

In addition, parameters dpq0L, dpq3L and dL may be derived as follows.

dpq0L=dp0L+dq0L

dpq3L=dp3L+dq3L

dL=dpq0L+dpq3L   [Equation 23]

Meanwhile, when dL is less than β, the following process may be further performed in performing step S2420. A parameter dpq may be set to 2*dpq0L. A parameter sp may be set to sp0L. A parameter sq may be set to sq0L, and a parameter spq may be set to spq0. In addition, parameters p₀ p₃ q₀ and q₃ may be first initialized to 0. In addition, they may be modified as follows. When the value of sidePisLargeBlk is 1, the following may apply.

p₃=p_(3,0)

p₀=p_(maxFilterLengthP,0)   [Equation 24]

When the value of sideQislargeBlk is 1, the following may apply.

q₃=q_(3,0)

q₀=q_(maxFilterLengthQ,0)

Using sample values p₀, p₃, q₀ and q₃ and parameters dpq, sp, sq, spq, sidePisLargeBlk, sideQisLargeBlk, β and t_(C), luma sample characteristics for a sample position (xCb+xBl, yCb+yBl) may be determined, and the value of a parameter dSam0 may be set to the determined result value. The luma sample characteristic determination method using the above-described parameters will be described later.

Then, a parameter dqp may be set to 2*dpq3L. A parameter sp may be set to sp3L. In addition, a parameter sq may be set to sq3L. In addition, a parameter spq may be set to spq3. Parameter p₀, p₃, q₀ and q₃ may be first set to 0. In addition, they may be modified based on sidePisLargeBlk and sideQisLargeBlk. When the value of sidePisLargeBlk is 1, they may be modified as follows.

p₃=p_(3,3)

p₀=p_(maxFilterLengthP,3)

When the value of sideQisLargeBlk is 1, they may be modified as follows.

q₃=q_(3,3)

q₀=q_(maxFilterLengthQ,3)

In addition, using sample values p₀, p₃, q₀ and q₃ and parameters dpq, sp, sq, spq, sidePisLargeBlk, sideQisLargeBlk, β and t_(C), luma sample characteristics for a sample position (xCb+xBl, yCb+yBl+3) when edgeType is EDGE_VER or luma sample characteristics for a sample position (xCb+xBl+3, yCb+yBl) when edgeType is EDGE_HOR may be determined, and the value of a parameter dSam3 may be set to the determined result value.

Next, after step S2420 is performed (or after step S2410 is performed if execution is omitted), parameters dE, dEp and dEq for the luma block boundary characteristics may be calculated as follows (S2430). This will be described with reference to FIG. 25. First, when both the values of dSam0 and dSam3 are 1, the value of a parameter dE may be set to 3, the value of dEp may be set to 1, and the value of dEq may be set to 1 (S2510).

Otherwise (both the values of dSam0 and dSam3 are not 1), the following step may be performed. First, the values of the parameters may be updated as follows (S2530). parameters dpq0, dpq3, dp, dq and d may be determined as follows.

dpq0=dp0+dq0

dpq3=dp3+dq3

dp=dp0+dp3

dq=dq0+dq3

d=dpq0+dpq3   [Equation 25]

In addition, parameters dE, dEp, dEq, sidePisLargeBlk and sideQisLargeBlk may be set to 0.

Next, when d is less than β and the values of maxFilterLengthP and maxFilterLengthQ are greater than 2, the values of the parameters may be additionally updated as follows (S2540).

First, a parameter dpq may be set to 2*dpq0. A parameter sp may be set to sp0, a parameter sq may be set to sq0, and a parameter spq may be determined to be spq0.

Next, using parameters dpq, sp, sq, spq, sidePisLargeBlk, sideQisLargeBlk, β and t_(C) and sample values p₀, p₃, q₀ and q₃ set to 0, luma sample characteristics for a position sample (xCb+xBl, yCb+yBl) may be determined, and the value of a parameter dSam0 may be set to the determined value.

Next, a parameter dpq may be set to 2*dpq3, a parameter sp may be set to sp, a parameter sq may be set to sq3, and a parameter spq may be set to spq3.

Next, using parameters dpq, sp, sq, spq, sidePisLargeBlk, sideQisLargeBlk, β and t_(C) and sample values p₀, p₃, q₀ and q₃ set to 0, luma sample characteristics for a sample position (xCb+xBl, yCb+yBl+3) when edgeType is EDGE_VER or a sample position (xCb+xBl+3, yCb+yBl) when edgeType is EDGE_HOR may be determined and the value of a parameter dSam3 may be set to the determined result value.

Next, when d is less than β, the value of the parameter may be additionally updated as follows (S2550). The parameter dE may be set to 1. When the value of dSam0 is 1 and the value of dSam3 is 1, the parameter dE may be set to 2, and maxFilterLengthP and maxFilterLengthQ may be set to 3.

Next, when the value of maxFilterLengthP is greater than 1, the value of maxFilterLengthQ is greater than 1 and dp is less than (β+((β>>1))>>3, a parameter dEp may be set to 1.

Next, when the value of maxFilterLengthP is greater than 1, the value of maxFilterLengthQ is greater than 1 and dq is less than (β+((β>>1))>>3, a parameter dEq may be set to 1.

Next, when the value of dE is 1, maxFilterLengthP may be set to 1+dEp, and maxFilterLengthQ may be set to 1+dEq.

Luma Sample Characteristic Determination Method

In order to perform the present step, the above-described sample values p₀, p₃, q₀ and q₃ and parameters dpq, sp, sq, spq, sidePisLargeBlk, sideQisLargeBlk, β and t_(C) may be used as input. As a result of performing the present step, a parameter dSam specifying a characteristic determination result of a sample may be generated.

First, parameters sp and aq may be modified as follows. When the value of sidePisLargeBlk is 1, they may be modified as follows.

sp=(sp+Abs(p ₃ −p ₀)+1)>>1   [Equation 26]

In addition, when the value of sideQisLargeBlk is 1, they may be modified as follows.

sq=(sq+Abs(q ₃ −q ₀)+1)>>1   [Equation 27]

Parameter sThr1 and sThr2 may be determined as follows.

When the value of sidePisLargeBlk is 1 or the value of sideQisLargeBlk is 1, they may be determined as follows.

sThr1=3*β>>5

sThr2=β>>4   [Equation 28]

Otherwise (when both the values of sidePisLargeBlk and sideQisLargeBlk are 0), they may be determined as follows.

sThr1=β>>3

sThr2=β>>2   [Equation 29]

A parameter dSam may be set to 1 when all the following conditions are true. Otherwise, dSam may be set to 0.

(Condition 1) The value of dpq is less than sThr2.

(Condition 2) The value of sp+sq is less than sThr1.

(Condition 3) The value of spq is less than (5*t_(C)+1)>>1.

Performing Short Filtering on Luma Sample

When a short filter applies, a maximum filter length for a P block (e.g., maxFilterLengthP), a maximum filter length for a Q block (e.g., maxFilterLengthQ), a sample value of a P block (e.g., p_(i,k)), a sample value of a Q block (e.g., q_(j,k)) and a predetermined control parameter for filter application may be used as input for short filtering. Here, for p_(i,k) and q_(j,k), i may have a value of 0 to maxFilterLengthP, and j may have a value of 0 to maxFilterLengthQ.

As the short filter applies, the number of samples, to which the short filter applies, may be determined. For example, the number of samples, to which the short filter applies for a P block, may be determined to be nDp, and the number of samples, to which the short filter applies for a Q block, may be determined to be nDq. In addition, sample values p_(i)′ and q_(j)′, to which the short filter applies, may be generated.

In an embodiment, when the value of dE is 2 and both the values of nDp and nDq are 3, strong filtering may apply as shown in the following equation.

p ₀′=Clip3(p ₀−3*t _(C) , p ₀+3*t _(C), (p ₂+2*p ₁+2*p ₀+2*q ₀ +q ₁+4)>>3)

p ₁′=Clip3(p ₁−2*t _(C) , p ₁+2*t _(C), (p ₂ +p ₁ +p ₀ +q ₀+2)>>2)

p ₂′=Clip3(p ₂−1*t _(C) , p ₂+1*t _(C), (2*p ₃+3*p ₂ +p ₁ +p ₀ +q ₀+4)>>3)

q ₀′=Clip3(q ₀−3*t _(C) , q ₀+3*t _(C), (p ₁+2*p ₀+2*q ₀+2*q ₁ +q ₂+4)>>3)

q ₁′=Clip3(q ₁−2*t _(C) , q ₁+2*t _(C), (p ₀ +q ₀ +q ₁ +q ₂+2)>>2)

q ₂′=Clip3(q ₂−1*t _(C) , q ₂+1*t _(C), (p ₀ +q ₀ q ₁+3*q ₂+2*q ₃+4)>>3)   [Equation 30]

Otherwise (when the value of dE is not 2 or both the values of nDp and nDq are not 3), when both the values of nDp and nDq are 0 and the value of Abs(Δ) is less than t_(C)*10, weak filtering may apply as follows. Here, a Δ value may be determined as shown in the following equation.

Δ=(9*(q ₀ −p ₀)−3*(q ₁ −p ₁)+8)>>4   [Equation 31]

First, filtered sample values p₀′ and q₀′ may be calculated as follows.

Δ=Clip3(−t _(C) , t _(C), Δ)

p ₀′=Clip1(p ₀+Δ)

q ₀′=Clip1(q ₀−Δ)   [Equation 32]

In this case, when the value of dEp is 1, p_(i)′ may be calculated as follows.

Δp=Clip3(−(t _(C)>>1), t _(C)>>1, (((p ₂ +p ₀+1)>>1)−p ₁+Δ)>>1) (1388)

p ₁′=Clip1(p ₁ +Δp)   [Equation 33]

In this case, when the value of dEq is 1, q₁′ may be calculated as follows.

Δq=Clip3(−(t _(C)>>1), t _(C)>>1, (((q ₂ +q ₀+1)>>1)−q ₁−Δ)>>1)

q ₁′=Clip1(q ₁ +Δq)

Next, nDp may be set to dEp+1, and nDq may be set to dEq+1.

The encoding/decoding apparatus may replace a sample of a P block with a sample (e.g., p_(i)′) on which filtering is performed, when the value of nDp is greater than 0. Here, i may have a value of 0 to maxFilterLengthP−1. For example, the decoding apparatus may replace the sample according to the following equation

recPicture[xCb+xBl−i−1][yCb+yBl+k]=p _(i)′  [Equation 34]

In addition, the encoding/decoding apparatus may replace a sample of a Q block with a sample (e.g., q_(j)′) on which filtering is performed, when the value of nDq is greater than 0. Here, j may have a value of 0 to maxFilterLengthQ−1. For example, the decoding apparatus may replace the sample according to the following equation.

recPicture[xCb+xBl+j][yCb+yBl+k]=q _(j)′  [Equation 35]

Meanwhile, when a prediction mode of a CU including a filtering application sample is a palette mode, short filtering may not apply. In the case of short filtering, by setting the values of nDp and nDq which are parameters specifying the number of samples to which filtering applies, short filtering may not apply. For example, when a prediction mode of a CU including p₀ is a palette mode (e.g., pred_mode_plt_flag==1), the value of nDp may be set to 0. In the same manner, when a prediction mode of a CU including q₀ is a palette mode (e.g., pred_mode_plt_flag==1), the value of nDq may be set to 0.

Performing Long Filtering on Luma Sample

When a long filter applies, a maximum filter length for a P block (e.g., maxFilterLengthP), a maximum filter length for a Q block (e.g., maxFilterLengthQ), a sample value of a P block (e.g., p_(i,k)), a sample value of a Q block (e.g., q_(j,k)) and a predetermined parameter for filter application may be used as input for long filtering. Here, for p_(i,k) and q_(j,k), i may have a value of 0 to maxFilterLengthP, and j may have a value of 0 to maxFilterLengthQ.

As a the long filter applies, sample values p_(i)′ and q_(j)′, to which the long filter applies, may be generated. For example, sample values p_(i)′ and q_(j)′, to which the long filter applies, may be derived as shown in the following equation.

p _(i)′=Clip3(p _(i)−(t _(C) *t _(C)PD_(i)>>1), p _(i)+(t _(C) *t _(C)PD_(i)>>1), (refMiddle*f _(i)+refP*(64−f _(i))+32)>>6)

q _(j)′=Clip3(q _(j)−(t _(C) *t _(C)QD_(j)>>1), q _(j)+(t _(C) *t _(C)QD_(j)>>1), (refMiddle*g _(j)+refQ*(64−g _(j))+32)>>6)   [Equation 36]

where, f_(i), t_(C)PD_(i), g_(j), t_(C)QD_(j) and refMiddle are filtering coefficients for long filtering and may be set in the following manner when the value of maxFilterLengthQ is 7 and the value of maxFilterLengthP is 5, and the following example may be changed according to change of an input variable.

refMiddle=(p ₅ +p ₄ +p ₃ +p ₂+2*(p ₁ +p ₀ +q ₀ +q ₁)+q ₂ +q ₃ +q ₄ +q ₅+8)>>4

refP=(p _(maxFilterLengtP) +p _(maxFilterLengthP−1)+1)>>1

refQ=(q _(maxFilterLengtQ) +q _(maxFilterLengthQ−1)+1)>>1

f _(0..4)={58, 45, 32, 19, 6}

t _(C)PD_(0..4)={6, 5, 4, 3, 2}

g _(0..6)={59, 50, 41, 32, 23, 14, 5}

t _(C)QD_(0..6)={6, 5, 4, 3, 2, 1, 1}  [Equation 37]

The encoding/decoding apparatus may replace a sample of a P block with a sample (e.g., p_(i)′) on which filtering is performed. For example, the decoding apparatus may replace the sample according to the following equation. Here, i may have a value of 0 to maxFilterLengthP−1.

recPicture[xCb+xBl−i−1][yCb+yBl+k]=p _(i)′  [Equation 38]

In addition, the encoding/decoding apparatus may replace a sample (e.g., q_(j)′) of a Q block with a sample on which filtering is performed. For example, the decoding apparatus may replace the sample according to the following equation. Here, j may have a value of 0 to maxFilterLengthQ−1.

recPicture[xCb+xBl+j][yCb+yBl+k]=q _(j)′  [Equation 39]

Meanwhile, when a prediction mode of a CU including a filtering application sample is a palette mode, long filtering may not apply. In the case of long filtering, by setting a filtering application sample value back to an original sample value, long filtering may not apply. For example, when a prediction mode of a CU including p_(i) is a palette mode (e.g., pred_mode_plt_flag==1), the value of p_(i)′ may be set to p_(i). Here, i may have a value of 0 to maxFilterLengthP−1. In the same manner, when a prediction mode of a CU including q_(j) is a palette mode (e.g., pred_mode_plt_flag==1), the value of q_(j)′ may be set to q_(j). Here, j may have a value of 0 to maxFilterLengthQ−1.

Performing Filtering on Chroma Sample

In an embodiment, a reconstructed sample, to which chroma filtering applies for a vertical boundary, may be specified as shown in the following equation. Here, i may have a value of 0 to maximum filter length for a P block (e.g., maxFilterLengthP), j may have a value of 0 to a maximum filter length for a Q block (e.g., maxFilterLengthQ), and k may have a value of 0 to maxK.

q _(j,k)=recPicture[xCb+xBl+j][yCb+yBl+k]

p _(i,k)=recPicture[xCb+xBl−i−1][yCb+yBl+k]  [Equation 40]

A reconstructed sample, to which chroma filtering applies for a horizontal boundary, may be specified as shown in the following equation.

q _(j,k)=recPicture[xCb+xBl+k][yCb+yBl+j]

p _(i,k)=recPicture[xCb+xBl+k][yCb+yBl−i−1]  [Equation 41]

When a boundary type is a vertical boundary, maxK may be determined according to the following equation.

maxK=(SubHeightC==1)?3:1   [Equation 42]

When a boundary type is a horizontal boundary, maxK may be determined according to the following equation.

maxK=(SubWidthC==1)?3:1   [Equation 43]

Hereinafter, application of a chroma sample filter for a vertical boundary will be described. As input for obtaining chroma sample filtering result values p_(i)′ and q_(j)′, a maximum filter length for a P block (e.g., maxFilterLengthP), a maximum filter length for a Q block (e.g., maxFilterLengthQ), a sample value of a P block (e.g., p_(i,k)), a sample value of a Q block (e.g., q_(j,k)) and a predetermined control parameter for filter application may be used. Here, for p_(i,k) and q_(j,k), i may have a value of 0 to maxFilterLengthP, and j may have a value of 0 to maxFilterLengthQ.

As the chroma filter applies, sample values p_(i)′ and q_(j)′, to which the chroma filter applies, may be generated. Here, i may have a value of 0 to maxFilterLengthP−1. In addition, j may have a value of 0 to maxFilterLengthQ−1. In an embodiment, chroma sample filtering result values p_(i)′ and q_(j)′ may be calculated as follows.

Δ=Clip3(−t _(C) , t _(C), ((((q ₀ −p ₀)<<2)+p ₁ −q ₁+4)>>3))

p ₀′=Clip1(p ₀+Δ)

q ₀′=Clip1(q ₀−Δ)   [Equation 44]

The encoding/decoding apparatus may replace samples of a P block and a Q block with samples (e.g., p_(i)′, q_(j)′) on which filtering is performed. For example, when the boundary type is a vertical boundary, the decoding apparatus may replace the sample according to the following equation.

recPicture[xCb+xBl+j][yCb+yBl+k]=q _(j)′

recPicture[xCb+xBl−i−1][yCb+yBl+k]=p _(i)′  [Equation 45]

Meanwhile, when a prediction mode of a CU including a filtering application sample is a palette mode, chroma filtering may not apply. In the case of chroma filtering, by setting a filtering application sample value back to an original sample value, chroma filtering may not apply. For example, when a prediction mode of a CU including p_(i) is a palette mode (e.g., pred_mode_plt_flag==1), the value of p_(i)′ may be set to p_(i). Here, i may have 0 to maxFilterLengthP−1. In the same manner, when a prediction mode of a CU including q_(j) is a palette mode (e.g., pred_mode_plt_flag==1), the value of q_(j)′ may be set to q_(j). Here, j may have a value of 0 to maxFilterLengthQ−1.

Encoding and Decoding Method

Hereinafter, a method of performing deblocking filtering in a process of performing encoding by an encoding apparatus according to an embodiment and a method of performing deblocking filtering in a process of performing decoding by a decoding apparatus using the above-described method will be described with reference to FIG. 26. The encoding apparatus and the decoding apparatus according to an embodiment may include a memory and at least one processor. The at least one processor may perform the following method. The following description will be given with respect to the decoding apparatus and may be equally used in a process of generating a reconstructed picture from encoded data.

First, the decoding apparatus may generate a reconstructed block for a current block according to the above-described decoding method (S2610). Next, the decoding apparatus may determine a target boundary for the reconstructed block according to the above-described target boundary determination method (S2620). Next, the decoding apparatus may determine a first target block and a second target block based on a sample adjacent to the target boundary (S2630). The sample adjacent to the target boundary may include a first sample and a second sample adjacent to each other with the target boundary interposed therebetween, the first target block may belong to the first sample, and the second target block may belong to the second sample. In this case, the sample adjacent to the target boundary may be a luma component sample or a chroma component sample.

Next, the decoding apparatus may perform deblocking filtering on the sample adjacent to the target boundary based on a prediction mode of at least one of the first target block or the second target block (S2640).

In this case, when the prediction mode of at least one of the first target block or the second target block is a palette mode, the value of the sample adjacent to the target boundary may not be changed. In this case, based on a palette mode flag (e.g., pred_mode_plt_flag) obtained from a bitstream, it may be determined whether the prediction mode of at least one of the first target block or the second target block is a palette mode.

For example, whether deblocking filtering is performed may be determined based on the prediction mode of the first target block, and, when the prediction mode of the first target block is a palette mode, deblocking filtering on a sample belonging to the first target block is not performed.

More specifically, whether deblocking filtering is performed may be determined based on a boundary strength for the target boundary. In this case, when the boundary strength is a first value, it may be determined that deblocking filtering is not performed on the sample adjacent to the target boundary. In this embodiment, when the prediction modes of the first target block and the second target block are a palette mode, the boundary strength may be determined to be the first value. Alternatively, when the prediction mode of any one of the first target block and the second target block is a palette mode, the boundary strength may be determined to be the first value. By being processed in this way, when the palette mode applies to the CU including the sample to be filtered, deblocking filtering may not be performed.

Alternatively, whether the value of the sample belonging to the first target block is updated may be determined based on the prediction mode of the first target block, and, when the prediction mode of the first target block is a palette mode, the value of the sample belonging to the first target block may not be updated to a value to which deblocking filtering applies.

In an embodiment, prior to determining whether to change the value of the sample belonging to the first target block, the value, to which deblocking filtering applies, may be generated by applying deblocking filtering to the sample belonging to the first target block, and the value of the sample belonging to the first target block may be updated to the value, to which deblocking filtering applies, according to a predetermined number of samples to be updated. In this case, by setting the predetermined number of samples to be updated (e.g., the number of samples in which the value of the sample belonging to the first target block is updated to the value to which deblocking filtering applies) to 0, the value of the sample belonging to the first target block may not be updated.

In another embodiment, there may be cases where a target sample is always updated to a sample value to which deblocking filtering applies. Even in this case, when the prediction mode of the first target block is a palette mode, the following process may be performed such that the value of the sample belonging to the first target block is not updated to the value to which deblocking filtering applies. For example, after determining the sample value, to which deblocking filtering applies, by applying deblocking filtering to the sample belonging to the first target block, when the prediction mode of the first target block is a palette mode, the sample value to which deblocking filtering applies may be updated to the value of the sample belonging to the first target block (e.g., a value before applying filtering). Thereafter, by updating the value of the sample belonging to the first target block to the sample value to which updated filtering applies (e.g., the value of the sample before applying filtering), the value of the sample belonging to the first target block may not be substantially changed.

Application Embodiment

While the exemplary methods of the present disclosure described above are represented as a series of operations for clarity of description, it is not intended to limit the order in which the steps are performed, and the steps may be performed simultaneously or in different order as necessary. In order to implement the method according to the present disclosure, the described steps may further include other steps, may include remaining steps except for some of the steps, or may include other additional steps except for some steps.

In the present disclosure, the image encoding apparatus or the image decoding apparatus that performs a predetermined operation (step) may perform an operation (step) of confirming an execution condition or situation of the corresponding operation (step). For example, if it is described that predetermined operation is performed when a predetermined condition is satisfied, the image encoding apparatus or the image decoding apparatus may perform the predetermined operation after determining whether the predetermined condition is satisfied.

The various embodiments of the present disclosure are not a list of all possible combinations and are intended to describe representative aspects of the present disclosure, and the matters described in the various embodiments may be applied independently or in combination of two or more.

Various embodiments of the present disclosure may be implemented in hardware, firmware, software, or a combination thereof. In the case of implementing the present disclosure by hardware, the present disclosure can be implemented with application specific integrated circuits (ASICs), Digital signal processors (DSPs), digital signal processing devices (DSPDs), programmable logic devices (PLDs), field programmable gate arrays (FPGAs), general processors, controllers, microcontrollers, microprocessors, etc.

In addition, the image decoding apparatus and the image encoding apparatus, to which the embodiments of the present disclosure are applied, may be included in a multimedia broadcasting transmission and reception device, a mobile communication terminal, a home cinema video device, a digital cinema video device, a surveillance camera, a video chat device, a real time communication device such as video communication, a mobile streaming device, a storage medium, a camcorder, a video on demand (VoD) service providing device, an OTT video (over the top video) device, an Internet streaming service providing device, a three-dimensional (3D) video device, a video telephony video device, a medical video device, and the like, and may be used to process video signals or data signals. For example, the OTT video devices may include a game console, a blu-ray player, an Internet access TV, a home theater system, a smartphone, a tablet PC, a digital video recorder (DVR), or the like.

FIG. 27 is a view showing a contents streaming system, to which an embodiment of the present disclosure is applicable.

As shown in FIG. 27, the contents streaming system, to which the embodiment of the present disclosure is applied, may largely include an encoding server, a streaming server, a web server, a media storage, a user device, and a multimedia input device.

The encoding server compresses contents input from multimedia input devices such as a smartphone, a camera, a camcorder, etc. into digital data to generate a bitstream and transmits the bitstream to the streaming server. As another example, when the multimedia input devices such as smartphones, cameras, camcorders, etc. directly generate a bitstream, the encoding server may be omitted.

The bitstream may be generated by an image encoding method or an image encoding apparatus, to which the embodiment of the present disclosure is applied, and the streaming server may temporarily store the bitstream in the process of transmitting or receiving the bitstream.

The streaming server transmits the multimedia data to the user device based on a user's request through the web server, and the web server serves as a medium for informing the user of a service. When the user requests a desired service from the web server, the web server may deliver it to a streaming server, and the streaming server may transmit multimedia data to the user. In this case, the contents streaming system may include a separate control server. In this case, the control server serves to control a command/response between devices in the contents streaming system.

The streaming server may receive contents from a media storage and/or an encoding server. For example, when the contents are received from the encoding server, the contents may be received in real time. In this case, in order to provide a smooth streaming service, the streaming server may store the bitstream for a predetermined time.

Examples of the user device may include a mobile phone, a smartphone, a laptop computer, a digital broadcasting terminal, a personal digital assistant (PDA), a portable multimedia player (PMP), navigation, a slate PC, tablet PCs, ultrabooks, wearable devices (e.g., smartwatches, smart glasses, head mounted displays), digital TVs, desktops computer, digital signage, and the like.

Each server in the contents streaming system may be operated as a distributed server, in which case data received from each server may be distributed.

The scope of the disclosure includes software or machine-executable commands (e.g., an operating system, an application, firmware, a program, etc.) for enabling operations according to the methods of various embodiments to be executed on an apparatus or a computer, a non-transitory computer-readable medium having such software or commands stored thereon and executable on the apparatus or the computer.

INDUSTRIAL APPLICABILITY

The embodiments of the present disclosure may be used to encode or decode an image. 

1. An image decoding method performed by an image decoding apparatus, the image decoding method comprising: deriving a target boundary of a deblocking filter in a reconstructed picture; performing filtering on one or more target samples adjacent to the target boundary by applying the deblocking filter for the target boundary; and changing a number of the filtered target samples or a value of each of the filtered target samples, based on whether a prediction mode of a target block including the target samples is a palette mode, wherein the number of the filtered target samples is changed to 0 or the value of each of the filtered target samples is changed to a value of each of the target samples before the filtering, based on the target samples being luma samples and the prediction mode of the target block being the palette mode, wherein the value of each of the filtered target samples is changed to the value of each of the target samples before the filtering, based on the target samples being chroma samples and the prediction mode of the target block being the palette mode, and wherein the number of the filtered target samples and the value of each of the filtered target samples are not changed, based on the prediction mode of being not the palette mode.
 2. The image decoding method of claim 1, wherein the target block includes a first block adjacent to a left side of the target boundary and a second block adjacent to a right side of the target boundary, based on the target boundary being a vertical boundary, and wherein the changing the number of the filtered target samples or the value of each of the filtered target samples is performed separately for the first block and the second block.
 3. The image decoding method of claim 1, wherein the target block includes a third block adjacent to an upper side of the target boundary and a fourth block adjacent to a lower side of the target boundary, based on the target boundary being a horizontal boundary, and wherein the changing the number of the filtered target samples or the value of each of the filtered target samples is performed separately for the third block and the fourth block.
 4. The image decoding method of claim 1, wherein the deblocking filter is determined as one of a first luma filter having a first filter length, a second luma filter having a second filter length longer than the first filter length, or a chroma filter.
 5. The image decoding method of claim 4, wherein the number of the filtered target samples is changed to 0, based on the deblocking filter being the first luma filter and the prediction mode of the target block being the palette mode.
 6. The image decoding method of claim 4, wherein the value of each of the filtered target samples is changed to the value of each of the target samples before the filtering, based on the deblocking filter being the second luma filter and the prediction mode of the target block being the palette mode.
 7. The image decoding method of claim 1, wherein whether the prediction mode of the target block is the palette mode is determined based on a palette mode flag obtained from a bitstream. 8-11. (canceled)
 12. An image encoding method performed by an image encoding apparatus, the image encoding method comprising: deriving a target boundary of a deblocking filter in a reconstructed picture; performing filtering on one or more target samples adjacent to the target boundary by applying the deblocking filter for the target boundary, and changing a number of the filtered target samples or a value of each of the filtered target samples, based on whether a prediction mode of a target block including the target samples is a palette mode, wherein the number of the filtered target samples is changed to 0 or the value of each of the filtered target samples is changed to a value of each of the target samples before the filtering, based on the target samples being luma samples and the prediction mode of the target block being the palette mode, wherein the value of each of the filtered target samples is changed to the value of each of the target samples before the filtering, based on the target samples being chroma samples and the prediction mode of the target block being the palette mode, and wherein the number of the filtered target samples and the value of each of the filtered target samples are not changed, based on the prediction mode of the target block being not the palette mode.
 13. The image encoding method of claim 12, wherein the target block includes a first block adjacent to a left side of the target boundary and a second block adjacent to a right side of the target boundary, based on the target boundary being a vertical boundary, and wherein the changing the number of the filtered target samples or the value of each of the filtered target samples is performed separately for the first block and the second block.
 14. The image encoding method of claim 12, wherein the target block includes a third block adjacent to an upper side of the target boundary and a fourth block adjacent to a lower side of the target boundary, based on the target boundary being a horizontal boundary, and wherein the changing the number of the filtered target samples or the value of each of the filtered target samples is performed separately for the third block and the fourth block.
 15. The image encoding method of claim 12, wherein the deblocking filter is determined as one of a first luma filter having a first filter length, a second luma filter having a second filter length longer than the first filter length, or a chroma filter.
 16. The image encoding method of claim 15, wherein the number of the filtered target samples is changed to 0, based on the deblocking filter being the first luma filter and the prediction mode of the target block being the palette mode.
 17. The image encoding method of claim 15, wherein the value of each of the filtered target samples is changed to the value of each of the target samples before the filtering, based on the deblocking filter being the second luma filter and the prediction mode of the target block being the palette mode.
 18. The image encoding method of claim 12, wherein a palette mode flag specifying whether the prediction mode of the target block is the palette mode is encoded into a bitstream.
 19. A non-transitory computer-readable recording medium storing a bitstream generated by an image encoding method, the image encoding method comprising: deriving a target boundary of a deblocking filter in a reconstructed picture; performing filtering on one or more target samples adjacent to the target boundary by applying the deblocking filter for the target boundary, and changing a number of the filtered target samples or a value of each of the filtered target samples, based on whether a prediction mode of a target block including the target samples is a palette mode, wherein the number of the filtered target samples is changed to 0 or the value of each of the filtered target samples is changed to a value of each of the target samples before the filtering, based on the target samples being luma samples and the prediction mode of the target block being the palette mode, wherein the value of each of the filtered target samples is changed to the value of each of the target samples before the filtering, based on the target samples being chroma samples and the prediction mode of the target block being the palette mode, and wherein the number of the filtered target samples and the value of each of the filtered target samples are not changed, based on the prediction mode of the target block being not the palette mode. 